Junior Compliance Consultant – Investment Management

Junior Compliance Consultant – Investment Management

Entry level 25650 - 31350 £ / year (est.) Hybrid
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At a Glance

  • Tasks: Support senior consultants in managing client relationships and compliance projects.
  • Company: Join a leading firm in the investment management sector.
  • Benefits: Gain valuable experience, competitive salary, and opportunities for professional growth.
  • Other info: Dynamic work environment with potential for career advancement.
  • Why this job: Kickstart your career in compliance and make a difference in investment management.
  • Qualifications: Strong communication skills and a keen interest in compliance.

The predicted salary is between 25650 - 31350 £ per year.

Austin Andrew is recruiting for a junior compliance professional to support senior consultants in managing retained client relationships within the investment management sector.

The role involves attendance at client meetings, both on-site and via video, and helping set up compliance infrastructure.

You will assist with monitoring and reporting on compliance projects, and help with FCA-related applications.

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Junior Compliance Consultant – Investment Management employer: Austin Andrew

As a Compliance Analyst at our boutique compliance consultancy, you will thrive in a dynamic work culture that values collaboration and professional growth. With a global footprint and a focus on the investment management sector, we offer unique opportunities for meaningful engagement with clients while providing comprehensive training and support to enhance your expertise in regulatory compliance. Join us to be part of a team that prioritises employee development and fosters strong client relationships in a vibrant and supportive environment.

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Contact Details:

Austin Andrew Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Junior Compliance Consultant – Investment Management

✨Get Involved in Compliance Communities

Join local compliance or risk management networks and communities, like the International Compliance Association, where you can connect with professionals already in the field. These networks often have events and webinars that can help you learn and meet potential employers. Don’t be shy, ask questions and show your eagerness to learn!

✨Attend Industry Conferences

Look out for compliance and risk management conferences in your area or even virtual ones. These are great opportunities to meet industry leaders and learn about the latest trends. Plus, you never know when you’ll bump into someone from Austin Andrew who might be looking for fresh talent like you!

✨Leverage Internship Opportunities

As you’re aiming for an entry-level position, keep an eye on internship openings. Even a short internship can give you valuable exposure and connections in compliance-risk, so apply widely! We recommend checking out our website for any opportunities at Austin Andrew that might inspire you.

✨Showcase Your Knowledge

Create a blog or use social media to share your insights about compliance and risk topics. This not only enhances your visibility but also shows potential employers, like Austin Andrew, that you’re passionate and knowledgeable about the field. It could be the thing that sets you apart from other candidates!

We think you need these skills to ace Junior Compliance Consultant – Investment Management

Client Relationship Management
Compliance Monitoring
Reporting Skills
FCA Knowledge
Project Support
Communication Skills
Attention to Detail

Some tips for your application 🫡

Show Off Your Attention to Detail:In the compliance-risk field, it's all about catching the little things. Make sure your application materials are free from typos or inconsistencies. Your CV should reflect your ability to spot errors and present information clearly—this is a crucial skill in compliance!

Highlight Relevant Coursework or Certifications:If you’ve taken any courses related to risk assessment or compliance, be sure to mention them. Even entry-level roles appreciate a solid foundation in the principles that guide the industry. Certificates, internships, or projects related to compliance will really make you stand out!

Keep It Professional, Yet Accessible:While we’re all for being a bit informal at times, remember that compliance-risk is a serious field. Your cover letter should reflect your enthusiasm and willingness to learn while maintaining a professional tone. Don’t just say you’re keen on the job—show it with clear reasons why you want to join Austin Andrew.

Tailor Your Application to Fit the Role:When applying for an entry-level position, specifically align your skills and experiences with the job description for Junior Compliance Consultant – Investment Management at Austin Andrew. Talk about why you’re interested in compliance-risk and how your background, even if it’s academic, makes you a good fit!

How to prepare for a job interview at Austin Andrew

✨Know Your Compliance Basics

Brush up on the fundamental concepts of compliance and risk management. You might be asked to explain key regulations or compliance frameworks relevant to the role at Austin Andrew. Having a clear understanding will show your enthusiasm and preparedness for the entry-level position.

✨Get Familiar with Specific Tools

Be prepared to discuss any compliance software or tools you’ve encountered, even through coursework. Entry-level roles often use systems like SAP GRC or similar. If you can show familiarity or even a basic understanding of these tools, it’ll give you an edge in the interview.

✨Show Your Analytical Skills

Expect some scenario-based questions where you’ll have to analyse risk situations. Practice breaking down problems and articulating your thought process clearly. This is a key part of working in compliance and will demonstrate that you’re ready to tackle real-world issues at Austin Andrew.

✨Highlight Your Willingness to Learn

As this is an entry-level position, your eagerness to develop and grow is crucial. Discuss any relevant courses or projects you’ve done that show your commitment to improving your skills in compliance and risk management. Show them you’re keen to soak up knowledge and contribute at Austin Andrew!