Investment Compliance : 1 year contract Exclusive mandate

I\’m working with a leading global asset manager on a wide-ranging role in its risk compliance and risk team

A full specification is available upon request however :

Key responsibilities

(inter alia)

• Running the compliance monitoring programme
• SMCR oversight
• Financial promotions – oversight and approval
• Anti-financial crime activities
• Regulatory developments
• Operational risk
• Trade compliance

Experience

A minimum of 5 years asset management experience

Prepared to commit to a minimum of 12 months in the role

My client requests that its staff are in the office for three days per week