Director, Compliance Consulting

Our client is a very successful compliance consultancy Whilst most of its asset management clients are FCA regulated , an ever-increasing number are SEC and NFA/CFTC Primary compliance resource for a number of clients Leading monitoring reviews both on-site and remotely Implementation of policies as applicable Provision of compliance training, both on-site and remotely Providing compliance advice Review and approval of financial promotion materials Updating on regulatory change and how it impacts their business Providing support to senior managers where required Building and developing client relationships Experience gained within a compliance or management consultancy, regulatory hosting firm, asset manager (including hedge funds, private equity, real estate and other alternatives), or a regulator such as the FCA Experience of compliance monitoring or similar Excellent customer service ethos Ability to implement regulatory solutions to address compliance needs