At a Glance
- Tasks: Oversee compliance monitoring, policy reviews, and regulatory filings in a dynamic environment.
- Company: Join a market-leading firm in alternative asset management with a strong reputation.
- Benefits: Enjoy a collaborative office culture with opportunities for professional growth and development.
- Why this job: Be part of a vital team ensuring compliance while making a real impact in the industry.
- Qualifications: Must have at least four years of experience in compliance within alternative asset management.
- Other info: Office presence required four days a week to foster teamwork and collaboration.
The predicted salary is between 43200 - 72000 £ per year.
A new role at a market leading firm. The role will predominantly be focused on the Firm’s compliance monitoring programmes but will also include, inter alia:
- Policy and procedure review
- Third party due diligence work
- Regulatory filings and financial promotions review
They'd like someone to be in the office for four days per week.
Experience
At least four years in an alternative asset manager (or closely similar) compliance role is essential.
Compliance Manager - Alternative Asset Management employer: Austin Andrew
Contact Detail:
Austin Andrew Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager - Alternative Asset Management
✨Tip Number 1
Make sure to network with professionals in the alternative asset management sector. Attend industry events or join relevant online forums to connect with others who may have insights into the compliance landscape and potential job openings.
✨Tip Number 2
Familiarise yourself with the latest regulations and compliance trends specific to alternative asset management. This knowledge will not only help you stand out during interviews but also demonstrate your commitment to staying updated in this fast-paced field.
✨Tip Number 3
Consider reaching out to current or former employees of the firm to gain insights into their compliance culture and expectations. This can provide you with valuable information that you can use to tailor your approach during the interview process.
✨Tip Number 4
Prepare to discuss specific examples from your previous experience that highlight your skills in compliance monitoring, policy review, and due diligence. Being able to articulate your past successes will make a strong impression on the hiring team.
We think you need these skills to ace Compliance Manager - Alternative Asset Management
Some tips for your application 🫡
Understand the Role: Read the job description carefully to grasp the specific responsibilities of the Compliance Manager role. Focus on compliance monitoring programmes, policy reviews, and due diligence work to tailor your application.
Highlight Relevant Experience: In your CV and cover letter, emphasise your experience in compliance roles within alternative asset management or similar fields. Provide specific examples of your achievements and how they relate to the requirements of the position.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your motivation for applying and how your skills align with the firm's needs. Mention your understanding of regulatory filings and financial promotions, as these are key aspects of the role.
Proofread Your Application: Before submitting, thoroughly proofread your application materials. Check for spelling and grammatical errors, and ensure that your documents are well-structured and professional. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Austin Andrew
✨Know Your Compliance Regulations
Make sure you brush up on the latest compliance regulations relevant to alternative asset management. Being able to discuss specific regulations and how they impact the firm will show your expertise and preparedness for the role.
✨Demonstrate Your Experience
Prepare to share specific examples from your previous roles that highlight your experience in compliance monitoring, policy review, and due diligence. Use the STAR method (Situation, Task, Action, Result) to structure your responses effectively.
✨Showcase Your Analytical Skills
Since the role involves regulatory filings and financial promotions review, be ready to discuss how you approach analytical tasks. Highlight any tools or methodologies you use to ensure compliance and mitigate risks.
✨Emphasise Team Collaboration
As the position requires working closely with various teams, be prepared to talk about your experience in collaborating with others. Share examples of how you've successfully worked with different departments to achieve compliance goals.