At a Glance
- Tasks: Support senior consultants in compliance projects and client relationships.
- Company: Boutique compliance consultancy with a global reach.
- Benefits: Gain valuable experience in a dynamic environment with career growth potential.
- Other info: Opportunity to work with diverse clients and understand regulatory changes.
- Why this job: Make a real impact in the investment management sector while developing your skills.
- Qualifications: 1-2 years in compliance or related fields, strong communication skills required.
The predicted salary is between 30000 - 40000 £ per year.
Our client is a boutique compliance consultancy focused on the investment management sector.
Key Responsibilities
- Working with senior consultants and supporting them in their roles as the primary compliance resource for a number of retained client relationships.
- Attending client meetings, both on-site and by video conference, in conjunction with senior consultants.
- Assisting with setting up compliance infrastructure for clients.
- Assisting with compliance projects, monitoring reviews, and drafting compliance monitoring reports.
- Managing certain FCA application processes on behalf of clients, for example in relation to Approved Persons applications.
- Assisting with preparation and delivery of compliance training.
- Understanding and updating clients on regulatory change and how it impacts their business.
- Providing strategic compliance advice, anticipating the regulatory compliance needs of our clients.
- Building and developing client relationships.
Key Skills / Experience
- 1 - 2 years’ experience gained within a compliance, specialist or management consultancy, asset manager (including hedge funds, private equity, real estate and other alternatives), law firm or a regulator such as the FCA, SEC, NFA, etc. is preferable.
- An understanding of the UK regulatory landscape and the FCA Handbook.
- Excellent customer service ethos.
- Degree educated or similar.
- Excellent verbal and written communication skills.
- Ability to multi-task.
- Must hold the right to work in the UK.
Compliance Consultant - Buy-Side employer: Austin Andrew
Austin Andrew is an exceptional employer, offering a dynamic work environment in Greater London where compliance professionals can thrive. With a strong emphasis on employee growth and development, the company provides ample opportunities for career advancement while fostering a collaborative culture that values innovation and integrity. Employees benefit from competitive remuneration packages and a supportive atmosphere that encourages continuous learning and adaptation to the ever-evolving financial landscape.
We think you need these skills to ace Compliance Consultant - Buy-Side
Compliance Knowledge
Regulatory Understanding
FCA Handbook Familiarity
Client Relationship Management
Excellent Verbal Communication Skills
Excellent Written Communication Skills
Project Management
