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- Tasks: Support senior consultants in compliance projects and client relationships.
- Company: Successful compliance consultancy based in London with a dynamic team.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Why this job: Join a leading consultancy and make a real impact in the regulatory landscape.
- Qualifications: 1-2 years in compliance or related fields; strong communication skills required.
- Other info: Exciting opportunities for growth in a fast-paced industry.
The predicted salary is between 36000 - 60000 £ per year.
Our client is a very successful compliance consultancy in London, its consulting client base is comprised primarily of asset managers and advisory firms regulated by the FCA, with an ever-increasing number of firms who are also registered with the SEC and NFA/CFTC. It is looking to hire a compliance expert to join its regulatory consulting team.
Responsibilities include, but are not limited to:
- Working with senior consultants and supporting them in their roles as the primary compliance resource for a number of retained client relationships
- Attending client meetings, both on-site and by video conference, in conjunction with senior consultants
- Assisting with setting up compliance infrastructure for clients
- Assisting with compliance projects, monitoring reviews, and drafting compliance monitoring reports
- Managing certain FCA application processes on behalf of clients, for example in relation to Approved Persons applications
- Assisting with preparation and delivery of compliance training
- Understanding and updating clients on regulatory change and how it impacts their business
- Providing strategic compliance advice, anticipating the regulatory compliance needs of our clients
- Building and developing client relationships
Key Skills / Experience:
- 1 – 2 years’ experience gained within a compliance, specialist or management consultancy, asset manager (including hedge funds, private equity, real estate and other alternatives), law firm or a regulator such as the FCA, SEC, NFA, etc. would be preferable but not essential
- An understanding of the UK regulatory landscape and the FCA Handbook
- Excellent customer service ethos
- Degree educated or similar
- Excellent verbal and written communication skills
- Ability to multi-task
- Must hold the right to work in the UK
Compliance Consultancy - FCA knowledge essential employer: Austin Andrew
Contact Detail:
Austin Andrew Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Consultancy - FCA knowledge essential
✨Network Like a Pro
Get out there and connect with people in the compliance field! Attend industry events, webinars, or even local meetups. The more you engage with professionals, the better your chances of landing that dream job.
✨Show Off Your FCA Knowledge
When you get the chance to chat with potential employers, make sure to highlight your understanding of the FCA regulations. Share examples of how you've navigated compliance challenges in the past – it’ll show you’re the real deal!
✨Ace the Interview
Prepare for interviews by practising common compliance-related questions. Think about scenarios where you’ve had to apply your knowledge and be ready to discuss them. Confidence is key, so let your passion for compliance shine through!
✨Apply Through Our Website
Don’t forget to check out our website for the latest job openings! Applying directly through us not only streamlines the process but also shows your commitment to joining our fantastic team.
We think you need these skills to ace Compliance Consultancy - FCA knowledge essential
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the compliance consultancy role. Highlight any relevant experience you have with FCA regulations and client management. We want to see how your background fits with what we do!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills can benefit our clients. Keep it concise but impactful – we love a good story!
Show Off Your Communication Skills: Since excellent communication is key in this role, make sure your written application reflects that. Use clear language and structure your thoughts well. We want to see your ability to convey complex information simply!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Austin Andrew
✨Know Your FCA Stuff
Make sure you brush up on your knowledge of the FCA Handbook and the UK regulatory landscape. Being able to discuss specific regulations and how they impact clients will show that you're not just familiar with compliance, but that you can apply this knowledge practically.
✨Showcase Your Client Relationship Skills
Since building client relationships is key in this role, think of examples from your past experiences where you've successfully managed client interactions. Be ready to discuss how you approach client meetings and what strategies you use to maintain strong relationships.
✨Prepare for Compliance Scenarios
Anticipate questions about real-world compliance scenarios. Think through how you would assist clients with compliance projects or manage FCA application processes. This will demonstrate your problem-solving skills and your ability to think on your feet.
✨Communicate Clearly and Confidently
Excellent verbal and written communication skills are a must. Practice articulating your thoughts clearly, especially when discussing complex compliance topics. Remember, it's not just about what you say, but how you say it that can make a lasting impression.