Our client is a boutique (but with a global footprint) compliance consultancy focused on the investment management sector
Key Responsibilities
- Working with senior consultants and supporting them in their roles as the primary compliance resource for a number of retained client relationships
- Attending client meetings, both on-site and by video conference, in conjunction with senior consultants
- Assisting with setting up compliance infrastructure for clients
- Assisting with compliance projects, monitoring reviews, and drafting compliance monitoring reports
- Managing certain FCA application processes on behalf of clients, for example in relation to Approved Persons applications
- Assisting with preparation and delivery of compliance training
- Understanding and updating clients on regulatory change and how it impacts their business
- Providing strategic compliance advice, anticipating the regulatory compliance needs of our clients
- Building and developing client relationships
Key Skills / Experience
- 1 - 2 years’ experience gained within a compliance, specialist or management consultancy, asset manager (including hedge funds, private equity, real estate and other alternatives), law firm or a regulator such as the FCA, SEC, NFA, etc. is preferable
- An understanding of the UK regulatory landscape and the FCA Handbook
- Degree educated or similar
- Excellent verbal and written communication skills
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Compliance Consultancy (Buy-Side experience ESSENTIAL ) employer: Austin Andrew
Austin Andrew is an exceptional employer, offering a dynamic work environment in Greater London where compliance professionals can thrive. With a strong emphasis on employee growth and development, the company provides ample opportunities for career advancement while fostering a collaborative culture that values innovation and integrity. Employees benefit from competitive remuneration packages and a supportive atmosphere that encourages continuous learning and adaptation to the ever-evolving financial landscape.
