Compliance Analyst - Investment Management
Compliance Analyst - Investment Management

Compliance Analyst - Investment Management

London Full-Time 43200 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Join a dynamic compliance team ensuring FCA regulations are met in investment management.
  • Company: Work with a globally recognised investment manager known for its positive market presence.
  • Benefits: Enjoy career development opportunities and a supportive work environment.
  • Why this job: This role offers growth potential and a chance to make a real impact in compliance.
  • Qualifications: Must have buy-side compliance experience, particularly AIFM knowledge is essential.
  • Other info: Ideal for those with strong interpersonal skills eager to advance their careers.

The predicted salary is between 43200 - 72000 £ per year.

We're working with a global investment manager - the firm has a high, positive profile in the market and the compliance team has a harmonious relationship with the business itself.

This role will embrace all key areas of FCA compliance regulation - and is an outstanding opportunity for someone who has some buy-side compliance experience (AIFM is ESSENTIAL) but is looking for a larger firm where their career can be developed.

We're looking for individuals with strong inter-personal skills who are ready to really progress their career.

Compliance Analyst - Investment Management employer: Austin Andrew

As a leading global investment manager, we pride ourselves on fostering a collaborative and supportive work environment where compliance professionals can thrive. Our commitment to employee growth is evident through tailored development programmes and a culture that values strong interpersonal skills, making this an ideal place for those looking to advance their careers in compliance. Join us in a dynamic location that not only offers a vibrant professional atmosphere but also the chance to be part of a respected team that plays a crucial role in the firm's success.
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Contact Detail:

Austin Andrew Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Analyst - Investment Management

✨Tip Number 1

Familiarise yourself with the latest FCA compliance regulations, especially those relevant to investment management. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in the field.

✨Tip Number 2

Network with professionals already working in compliance roles within investment management. Attend industry events or join relevant online forums to build connections that could lead to referrals or insider information about the role.

✨Tip Number 3

Prepare to discuss specific examples from your previous experience that highlight your understanding of AIFM regulations. Being able to articulate how you've navigated compliance challenges will set you apart from other candidates.

✨Tip Number 4

Showcase your interpersonal skills during any interactions with our team. Since the role requires strong communication, be ready to demonstrate how you've effectively collaborated with colleagues or stakeholders in past positions.

We think you need these skills to ace Compliance Analyst - Investment Management

FCA Compliance Knowledge
Buy-Side Compliance Experience
AIFM Regulation Understanding
Inter-Personal Skills
Attention to Detail
Analytical Skills
Risk Assessment
Regulatory Reporting
Communication Skills
Problem-Solving Skills
Team Collaboration
Adaptability
Time Management
Stakeholder Engagement

Some tips for your application 🫡

Understand the Role: Familiarise yourself with the responsibilities of a Compliance Analyst in Investment Management. Highlight your understanding of FCA compliance regulations and AIFM experience in your application.

Tailor Your CV: Make sure your CV reflects relevant experience in buy-side compliance. Emphasise any specific projects or roles that demonstrate your inter-personal skills and ability to work harmoniously within a team.

Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and investment management. Mention why you are interested in this particular firm and how you can contribute to their compliance team.

Proofread Your Application: Before submitting, carefully proofread your application materials. Check for any spelling or grammatical errors, and ensure that all information is clear and concise.

How to prepare for a job interview at Austin Andrew

✨Understand FCA Regulations

Make sure you have a solid grasp of FCA compliance regulations, especially those relevant to investment management. Be prepared to discuss how your previous experience aligns with these regulations and how you can contribute to the firm's compliance efforts.

✨Showcase Your Buy-Side Experience

Highlight your buy-side compliance experience, particularly your familiarity with AIFM regulations. Be ready to provide specific examples of how you've navigated compliance challenges in your past roles.

✨Demonstrate Inter-Personal Skills

Since the role requires strong inter-personal skills, think of examples where you've successfully collaborated with teams or resolved conflicts. This will show that you can maintain the harmonious relationship the compliance team has with the business.

✨Express Career Development Goals

Be clear about your career aspirations and how this role fits into your long-term plans. Employers appreciate candidates who are eager to grow and develop within the company, so convey your enthusiasm for progressing your career in a larger firm.

Compliance Analyst - Investment Management
Austin Andrew
Location: London
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  • Compliance Analyst - Investment Management

    London
    Full-Time
    43200 - 72000 £ / year (est.)
  • A

    Austin Andrew

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