Compliance Analyst - Investment Management

Compliance Analyst - Investment Management

Full-Time 43200 - 72000 £ / year (est.) No working from home possible
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At a Glance

  • Tasks: Join a dynamic compliance team ensuring FCA regulations are met in investment management.
  • Company: Work with a globally recognised investment manager known for its positive market presence.
  • Benefits: Enjoy career development opportunities and a supportive work environment.
  • Other info: Ideal for those with strong interpersonal skills eager to advance their careers.
  • Why this job: This role offers growth potential in a harmonious team culture within a reputable firm.
  • Qualifications: Must have buy-side compliance experience, particularly AIFM knowledge is essential.

The predicted salary is between 43200 - 72000 £ per year.

We're working with a global investment manager - the firm has a high, positive profile in the market and the compliance team has a harmonious relationship with the business itself. This role will embrace all key areas of FCA compliance regulation - and is an outstanding opportunity for someone who has some buy-side compliance experience (AIFM is ESSENTIAL) but is looking for a larger firm where their career can be developed.

We're looking for individuals with strong inter-personal skills who are ready to really progress their career.

Compliance Analyst - Investment Management employer: Austin Andrew

Austin Andrew is an exceptional employer, offering a dynamic work environment in Greater London where compliance professionals can thrive. With a strong emphasis on employee growth and development, the company provides ample opportunities for career advancement while fostering a collaborative culture that values innovation and integrity. Employees benefit from competitive remuneration packages and a supportive atmosphere that encourages continuous learning and adaptation to the ever-evolving financial landscape.

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Contact Details:

Austin Andrew Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Compliance Analyst - Investment Management

Tip Number 1

Network with professionals in the investment management sector, especially those who work in compliance. Attend industry events or webinars to connect with potential colleagues and learn more about the company culture at StudySmarter.

Tip Number 2

Research the latest FCA compliance regulations and trends in the investment management industry. Being well-versed in current compliance issues will not only boost your confidence but also impress us during any discussions.

Tip Number 3

Prepare to discuss your previous buy-side compliance experience in detail. Think of specific examples where you successfully navigated compliance challenges, as this will demonstrate your capability and readiness for the role.

Tip Number 4

Showcase your strong inter-personal skills by practising how you would communicate complex compliance concepts to non-compliance colleagues. This ability is crucial in fostering a harmonious relationship within the team and the wider business.

We think you need these skills to ace Compliance Analyst - Investment Management

FCA Compliance Knowledge
Buy-Side Compliance Experience
AIFM Regulation Understanding
Inter-Personal Skills
Attention to Detail
Analytical Skills
Risk Assessment

Some tips for your application 🫡

Understand the Role:Familiarise yourself with the responsibilities of a Compliance Analyst in Investment Management. Highlight your understanding of FCA compliance regulations and AIFM experience in your application.

Tailor Your CV:Make sure your CV reflects relevant buy-side compliance experience. Emphasise any specific projects or roles where you dealt with FCA regulations, showcasing your skills and achievements.

Craft a Compelling Cover Letter:Write a cover letter that connects your background to the job description. Mention your inter-personal skills and how they will benefit the compliance team, as well as your eagerness to develop your career within a larger firm.

Proofread Your Application:Before submitting, carefully proofread your application for any errors or inconsistencies. A polished application demonstrates attention to detail, which is crucial in compliance roles.

How to prepare for a job interview at Austin Andrew

Understand FCA Regulations

Make sure you have a solid grasp of FCA compliance regulations, especially those relevant to investment management. Be prepared to discuss how your previous experience aligns with these regulations and how you can contribute to the firm's compliance efforts.

Showcase Your Buy-Side Experience

Highlight your buy-side compliance experience, particularly your familiarity with AIFM regulations. Be ready to provide specific examples of how you've navigated compliance challenges in your past roles.

Demonstrate Inter-Personal Skills

Since the role requires strong inter-personal skills, think of examples where you've successfully collaborated with teams or resolved conflicts. This will show that you can maintain the harmonious relationship between the compliance team and the business.

Express Your Career Aspirations

This position is an opportunity for career development, so be clear about your professional goals. Discuss how you see yourself growing within the firm and how you can contribute to its success in the long term.