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- Tasks: Monitor compliance and AML frameworks while collaborating with business teams.
- Company: Dynamic investment management firm focused on compliance excellence.
- Benefits: Competitive salary, professional development, and a vibrant work culture.
- Why this job: Join a fast-paced environment where your compliance expertise makes a real difference.
- Qualifications: Degree in Law, Finance, or Risk Management; 2 years of compliance experience required.
- Other info: Opportunity for growth and to influence key compliance strategies.
The predicted salary is between 36000 - 60000 £ per year.
Direct message the job poster from Austin AndrewKey responsibility for maintaining the compliance and AML frameworkThis is a busy and business facing role requiring a degree of autonomy, within a successful and dynamic investment management business.Working in partnership with the business teams and senior management in each officeKey Responsibilities Undertake the compliance monitoring programme, report on findings, make recommendations and ensure they are successfully implementedAssist in continuous development of compliance monitoring programme, leveraging the use of technology and analyticsMaintain the compliance monitoring programmeConduct KYC and sanctions screeningCoordinate and conduct initial and periodic AML checks on clients and deal counterpartiesDraft reports to the Board and the Global AML Committee on AML issuesMaintain the register of Certified PersonsAdminister and oversee the annual certification processOversee the prompt and proper creation and maintenance of key SMCR documentationAssist with the implementation of new FCA rules & UK regulatory requirementsAssist in drafting the FCA returnsAssist in drafting the periodic reports to the BoardMaintain key documents, policies and procedures, databases and registersProvide advice on policies and procedures to colleagues from investment management, asset management and other departmentsRespond to questions relating to compliance systems and assist in resolution of technical queriesAssist in development and delivery of compliance trainingRequired Qualifications & Experience Degree in Law, Finance or Risk ManagementA minimum of 2 years of experience in compliance from an asset manager is essential – please only apply if you meet this criteriaSeniority level AssociateEmployment type Full-timeJob function AnalystIndustries Investment Management
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Compliance Analyst - Asset Management employer: Austin Andrew
Contact Detail:
Austin Andrew Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst - Asset Management
✨Tip Number 1
Network like a pro! Reach out to your connections in the asset management world and let them know you're on the hunt for a Compliance Analyst role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your compliance knowledge. Make sure you can discuss KYC, AML, and FCA regulations confidently. We recommend practising common interview questions with a friend or using mock interview tools to get comfortable.
✨Tip Number 3
Showcase your tech-savviness! Since the role involves leveraging technology and analytics, be ready to discuss any relevant tools or software you've used in previous roles. Highlighting your ability to adapt to new technologies can set you apart from other candidates.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take the initiative to engage directly with us.
We think you need these skills to ace Compliance Analyst - Asset Management
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Analyst role. Highlight your experience in compliance, especially in asset management, and showcase any relevant qualifications. We want to see how your background aligns with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills can benefit us at StudySmarter. Keep it concise but impactful – we love a good story!
Showcase Your Analytical Skills: Since this role involves compliance monitoring and leveraging technology, make sure to highlight any analytical skills or tools you’ve used in previous roles. We’re keen on seeing how you can contribute to our compliance framework!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about what we do at StudySmarter!
How to prepare for a job interview at Austin Andrew
✨Know Your Compliance Stuff
Make sure you brush up on the latest FCA rules and AML regulations. Being able to discuss how these impact the role will show that you're not just familiar with compliance, but that you’re genuinely interested in the field.
✨Showcase Your Analytical Skills
Since this role involves leveraging technology and analytics, be prepared to discuss any relevant tools or software you've used in your previous roles. Bring examples of how you've used data to improve compliance processes or monitoring programmes.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance scenarios. Think about past experiences where you had to make recommendations or resolve compliance issues, and be ready to share those stories.
✨Demonstrate Team Collaboration
This role requires working closely with various teams. Be ready to talk about how you've successfully collaborated with others in the past, especially in high-pressure situations. Highlight your communication skills and ability to provide training or advice.
