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- Tasks: Review financial promotions and assist with compliance monitoring and regulatory change projects.
- Company: Leading firm managing £10 billion AUM in the heart of London.
- Benefits: Competitive salary, career development opportunities, and a dynamic work environment.
- Why this job: Join a team that values compliance and make a real impact in the finance sector.
- Qualifications: AIFM experience is essential; strong analytical and communication skills required.
- Other info: Collaborative culture with opportunities to develop relationships across various stakeholders.
The predicted salary is between 36000 - 60000 £ per year.
Our client manages close to £10 billion AUM, employing in excess of 200 staff from its City of London offices. The role can include (but is not limited to) assisting with reviewing financial promotions and marketing material to ensure the firm meets its regulatory responsibilities, working with the team on undertaking the Compliance Monitoring Programme, and helping or leading on regulatory change projects.
Key Responsibilities/Accountabilities:
- Undertake testing in line with the Compliance Monitoring Programme, working with the business on issues identified to ensure they are reported, and remediation is completed where needed.
- Review and develop the program to ensure regulatory risks are captured.
- Ensure potential conflicts of interest are reviewed and appropriately escalated and recorded in line with Policies and Procedures.
- Assist in the development of policies and the establishment of reviews of procedures and policies where needed.
- Develop relationships with all relevant internal and external parties (such as ACD, custodians and various fund boards and committees), to ensure a culture of continuous improvement.
- Be responsible for reviewing, recording and approving day-to-day compliance requests such as: PA Dealing, Gifts and Benefits, Outside business interests.
- Assist the team by undertaking KYC, identification and sanction screening checks where required.
- Assist the business by providing regulatory guidance where required.
- Stay informed of regulatory developments and how they would impact on the business.
- Carry out other duties and projects as and when required in line with team objectives.
Compliance Analyst ***AIFM experience is ESSENTIAL *** employer: Austin Andrew
Contact Detail:
Austin Andrew Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst ***AIFM experience is ESSENTIAL ***
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those who work in compliance or have AIFM experience. Use LinkedIn to connect and engage with them; you never know who might have a lead on your dream job!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulatory frameworks and compliance monitoring. We recommend practising common interview questions and scenarios related to compliance to show you're ready to tackle the role head-on.
✨Tip Number 3
Don’t just apply anywhere—focus on companies that align with your values and career goals. When you find a role that excites you, apply through our website to ensure your application gets the attention it deserves!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Mention something specific from your conversation to show your genuine interest in the role and the company.
We think you need these skills to ace Compliance Analyst ***AIFM experience is ESSENTIAL ***
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Analyst role. Highlight your AIFM experience and any relevant skills that match the job description. We want to see how you can bring value to our team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention specific experiences that relate to compliance monitoring and regulatory change projects, as these are key for us.
Showcase Your Attention to Detail: In compliance, attention to detail is crucial. Make sure your application is free from typos and errors. We appreciate candidates who take the time to present their best work, so double-check everything before hitting send!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the easiest way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Austin Andrew
✨Know Your AIFM Inside Out
Since AIFM experience is essential for this role, make sure you brush up on your knowledge of Alternative Investment Fund Managers. Be ready to discuss specific regulations and how they apply to the firm’s operations. This will show that you’re not just familiar with the terms but can also apply them practically.
✨Demonstrate Your Compliance Monitoring Skills
Prepare examples of how you've previously undertaken compliance monitoring or testing. Think about specific instances where you identified issues and how you worked with teams to resolve them. This will highlight your proactive approach and problem-solving skills.
✨Build Relationships in Your Answers
The role involves developing relationships with various internal and external parties. During the interview, share experiences where you successfully built rapport with stakeholders. This could be through collaboration on projects or resolving conflicts, showcasing your interpersonal skills.
✨Stay Updated on Regulatory Changes
Show that you’re proactive about staying informed on regulatory developments. Mention any recent changes in regulations that could impact the business and how you would approach integrating these into the compliance framework. This demonstrates your commitment to continuous improvement and adaptability.
