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- Tasks: Review financial promotions, assist with compliance monitoring, and lead regulatory change projects.
- Company: Dynamic firm managing £10 billion AUM in the heart of London.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Why this job: Join a leading firm and make a real impact on compliance and regulatory standards.
- Qualifications: Experience in Compliance within an AIFM and knowledge of AIFMD regulations.
- Other info: Office-based role for four days a week, fostering teamwork and collaboration.
The predicted salary is between 36000 - 60000 £ per year.
Compliance Analyst – AIFM experience ESSENTIAL
This range is provided by Austin Andrew. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range
Direct message the job poster from Austin Andrew
Our client manages close to £10billion AUM, employing in excess of 200 staff from its City of London offices
The role can include (but not limited to) assisting with reviewing financial promotions and marketing material to ensure the firm meets its regulatory responsibilities, working with the team on undertaking the Compliance Monitoring Programme, and helping or leading on regulatory change projects
Key Responsibilities/Accountabilities
- Undertake testing in line with the Compliance Monitoring Programme, working with the business on issues identified to ensure they are reported, and remediation is completed where needed. Review and develop the program to ensure regulatory risks are captured
- Ensure potential conflicts of interest are reviewed and appropriately escalated and recorded in line with Policies and Procedures
- Assist in the development of policies and the establishment of reviews of procedures and policies where needed
- Develop relationships with all relevant internal and external parties (such as ACD, custodians and various fund boards and committees), to ensure a culture of continuous improvement
- Be responsible for reviewing, recording and approving day-to-day compliance requests such as:
- PA Dealing
- Gifts and Benefits
- Outside business interests
- Assist the team by undertaking KYC, identification and sanction screening checks were required
- Assist the business by providing regulatory guidance where required
- Stay informed of regulatory developments and how they would impact on the business
- Carry out other duties and projects as and when required in line with team objectives
Skills & Experience
- The job holder will have gained experience within the Compliance function of an AIFM
- Experience of AIFMD regulations
- Excellent initiative and administration skills: proactively taking ownership of matters
- Strong verbal and written communication skills: externally and internally, including managing expectations proactively
Please note – the firm seeks a candidate who is happy to be in the office for four days per week
Seniority level
Associate
Employment type
Full-time
Job function
Analyst
Industries
Investment Management and Venture Capital and Private Equity Principals
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Compliance Analyst - AIFM experience ESSENTIAL employer: Austin Andrew
Contact Detail:
Austin Andrew Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst - AIFM experience ESSENTIAL
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field, especially those with AIFM experience. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on AIFMD regulations and recent compliance trends. We want you to show off your knowledge and passion for the role, so practice answering common compliance questions with confidence.
✨Tip Number 3
Don’t forget to follow up after interviews! A quick thank-you email can keep you fresh in the interviewer's mind. Plus, it shows your enthusiasm for the position and helps build that all-important relationship.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Compliance Analyst - AIFM experience ESSENTIAL
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to highlight your AIFM experience and compliance skills. We want to see how your background aligns with the role, so don’t be shy about showcasing relevant projects or responsibilities you've had in previous positions.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your experience makes you the perfect fit for our team. We love seeing personality, so let your enthusiasm come through!
Showcase Your Communication Skills: Since strong verbal and written communication skills are key for this role, make sure your application reflects that. Keep your language clear and professional, and double-check for any typos or errors before hitting send!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy – just follow the prompts and you’ll be good to go!
How to prepare for a job interview at Austin Andrew
✨Know Your AIFM Regulations
Make sure you brush up on AIFMD regulations before the interview. Being able to discuss specific compliance issues and how they relate to the role will show that you’re not just familiar with the terms, but that you understand their practical implications.
✨Showcase Your Initiative
Prepare examples of how you've taken ownership of compliance matters in your previous roles. Whether it’s leading a project or identifying a regulatory risk, demonstrating your proactive approach will resonate well with the interviewers.
✨Build Relationships
Think about how you can develop relationships with internal and external parties. Be ready to discuss how you’ve successfully collaborated with teams or stakeholders in the past, as this is crucial for fostering a culture of continuous improvement.
✨Communicate Clearly
Practice articulating your thoughts clearly and concisely. Since strong verbal and written communication skills are essential for this role, consider preparing a few key points about your experience that you can share confidently during the interview.
