Chief Compliance Officer

Chief Compliance Officer

Full-Time 72000 - 108000 £ / year (est.) Home office (partial)
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At a Glance

  • Tasks: Lead compliance efforts and ensure regulatory adherence in a dynamic private fund environment.
  • Company: Join a successful boutique private fund known for its innovative approach and strong market presence.
  • Benefits: Enjoy a hybrid work model with three days in the office and flexible working arrangements.
  • Why this job: Be part of a hands-on role that offers autonomy and the chance to make a real impact.
  • Qualifications: Must have 8+ years in private fund consulting or FCA authorised investment advisory with strong regulatory knowledge.
  • Other info: Ideal for self-starters looking to thrive in a supportive yet independent work culture.

The predicted salary is between 72000 - 108000 £ per year.

We are recruiting on behalf of a highly successful boutique private fund. This is very much a "hands-on" role - whilst there is ample other internal resource available it is a stand-alone and requires a true self-starter.

You should have at least eight years private fund consulting experience, or at another FCA authorised investment advisor. You will require excellent knowledge of the FCA handbook and EU regulations.

The firm operates a hybrid model requiring attendance in the office for three days per week.

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Contact Detail:

Austin Andrew Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Chief Compliance Officer

✨Tip Number 1

Network with professionals in the private fund sector. Attend industry events or webinars where you can meet people who work in compliance roles. This can help you gain insights into the specific challenges they face and how you can position yourself as a solution.

✨Tip Number 2

Familiarise yourself with the latest updates to the FCA handbook and EU regulations. Being well-versed in current compliance issues will not only boost your confidence but also demonstrate your commitment to staying informed in this ever-evolving field.

✨Tip Number 3

Showcase your self-starter attitude by preparing examples of how you've taken initiative in previous roles. Be ready to discuss specific situations where you identified compliance issues and implemented solutions independently.

✨Tip Number 4

Research the firm’s culture and values. Understanding their approach to compliance and how they operate within a hybrid model can help you tailor your conversations during interviews, making it clear that you’re a great fit for their team.

We think you need these skills to ace Chief Compliance Officer

FCA Handbook Knowledge
EU Regulations Expertise
Private Fund Consulting Experience
Investment Advisory Compliance
Risk Management
Regulatory Reporting
Self-Starter Attitude
Attention to Detail
Analytical Skills
Communication Skills
Problem-Solving Skills
Stakeholder Management
Adaptability
Team Collaboration

Some tips for your application 🫡

Understand the Role: Read the job description carefully to grasp the specific requirements for the Chief Compliance Officer position. Highlight your relevant experience in private fund consulting and knowledge of FCA regulations.

Tailor Your CV: Customise your CV to reflect your eight years of experience in private fund consulting or as an FCA authorised investment advisor. Emphasise your hands-on approach and self-starter mentality, as these are key attributes for this role.

Craft a Compelling Cover Letter: Write a cover letter that showcases your understanding of the FCA handbook and EU regulations. Use specific examples from your past roles to demonstrate how you have successfully navigated compliance challenges.

Highlight Hybrid Work Experience: Since the firm operates on a hybrid model, mention any previous experience you have with remote work and how you effectively manage your time and responsibilities in such environments.

How to prepare for a job interview at Austin Andrew

✨Showcase Your Hands-On Experience

Since this role is very much hands-on, be prepared to discuss specific examples from your previous roles where you took initiative and led compliance projects. Highlight your ability to work independently and how you've successfully managed compliance in a similar environment.

✨Demonstrate Your Knowledge of Regulations

Make sure to brush up on the FCA handbook and EU regulations before the interview. Be ready to discuss how these regulations impact the firm and provide examples of how you've navigated compliance challenges in the past.

✨Emphasise Your Self-Starter Attitude

As a stand-alone role, it's crucial to convey your self-starter mentality. Share instances where you identified compliance issues and took proactive steps to resolve them without waiting for direction.

✨Prepare for Hybrid Work Discussion

Since the firm operates on a hybrid model, be ready to discuss your experience with remote work and how you manage your time effectively. Highlight your adaptability and how you maintain productivity while working both in the office and remotely.

Chief Compliance Officer
Austin Andrew
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