Chief Compliance Officer

Chief Compliance Officer

Full-Time 72000 - 108000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead compliance efforts and ensure regulatory adherence in a dynamic private fund environment.
  • Company: Join a successful boutique private fund known for its innovative approach and strong market presence.
  • Benefits: Enjoy a hybrid work model with flexible office attendance and a supportive team environment.
  • Why this job: Be part of a hands-on role that offers growth, autonomy, and the chance to make a real impact.
  • Qualifications: Must have 8+ years in private fund consulting or FCA authorised investment advisory with strong regulatory knowledge.
  • Other info: This is a stand-alone position ideal for self-starters looking to thrive in a fast-paced setting.

The predicted salary is between 72000 - 108000 £ per year.

We are recruiting on behalf of a highly successful boutique private fund. This is very much a "hands-on" role - whilst there is ample other internal resource available it is a stand-alone and requires a true self-starter.

You should have at least eight years private fund consulting experience, or at another FCA authorised investment advisor. You will require excellent knowledge of the FCA handbook and EU regulations.

The firm operates a hybrid model requiring attendance in the office for three days per week.

Chief Compliance Officer employer: Austin Andrew

As a Chief Compliance Officer at our highly successful boutique private fund, you will thrive in a dynamic and supportive work environment that values initiative and expertise. With a strong emphasis on employee growth, we offer tailored development opportunities and a collaborative culture that encourages innovation. Located in a vibrant area, our hybrid model allows for flexibility while fostering teamwork, making it an excellent place for professionals seeking meaningful and rewarding employment.
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Contact Detail:

Austin Andrew Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Chief Compliance Officer

✨Tip Number 1

Network with professionals in the private fund sector. Attend industry events or webinars where you can meet people who work in compliance roles, especially those familiar with FCA regulations. This can help you gain insights and potentially get referrals.

✨Tip Number 2

Stay updated on the latest changes in FCA regulations and EU laws. Subscribe to relevant newsletters or follow regulatory bodies on social media to ensure you’re well-informed. This knowledge will not only help you in interviews but also demonstrate your commitment to the role.

✨Tip Number 3

Prepare for hands-on scenarios during interviews. Be ready to discuss specific compliance challenges you've faced in previous roles and how you addressed them. This will showcase your practical experience and problem-solving skills, which are crucial for a Chief Compliance Officer.

✨Tip Number 4

Familiarise yourself with the company’s culture and values. Research their approach to compliance and any recent news about them. Tailoring your conversation to align with their ethos can make a strong impression during your interview.

We think you need these skills to ace Chief Compliance Officer

FCA Handbook Knowledge
EU Regulations Expertise
Private Fund Consulting Experience
Investment Advisory Compliance
Risk Management
Regulatory Reporting
Self-Starter Attitude
Attention to Detail
Analytical Skills
Communication Skills
Problem-Solving Skills
Stakeholder Management
Adaptability
Team Collaboration

Some tips for your application 🫡

Understand the Role: Take time to thoroughly understand the responsibilities of a Chief Compliance Officer. Familiarise yourself with the specific requirements mentioned in the job description, such as the need for private fund consulting experience and knowledge of FCA regulations.

Tailor Your CV: Make sure your CV highlights relevant experience, particularly your eight years in private fund consulting or with FCA authorised investment advisors. Emphasise any hands-on roles you've held and your familiarity with compliance frameworks.

Craft a Compelling Cover Letter: Write a cover letter that showcases your self-starter attitude and ability to work independently. Mention specific examples of how you've successfully navigated compliance challenges in previous roles, demonstrating your expertise in the FCA handbook and EU regulations.

Proofread and Edit: Before submitting your application, carefully proofread all documents. Check for grammatical errors, clarity, and ensure that your application reflects professionalism and attention to detail, which are crucial for a compliance role.

How to prepare for a job interview at Austin Andrew

✨Showcase Your Hands-On Experience

Since this role is very much hands-on, be prepared to discuss specific examples from your previous roles where you took initiative and led compliance projects. Highlight your ability to work independently and how you've successfully managed compliance in a similar environment.

✨Demonstrate Your Knowledge of Regulations

Make sure to brush up on the FCA handbook and EU regulations before the interview. Be ready to discuss how these regulations impact the private fund sector and provide examples of how you've applied this knowledge in your past roles.

✨Emphasise Your Self-Starter Attitude

This position requires a true self-starter, so be prepared to share instances where you identified problems and implemented solutions without waiting for direction. Discuss how you prioritise tasks and manage your time effectively in a standalone role.

✨Prepare for Hybrid Work Discussion

As the firm operates a hybrid model, be ready to discuss your experience with remote work and how you maintain productivity and communication in such settings. Share your thoughts on balancing in-office and remote work to show you're adaptable to their working style.

Chief Compliance Officer
Austin Andrew
A
  • Chief Compliance Officer

    Full-Time
    72000 - 108000 £ / year (est.)

    Application deadline: 2027-06-15

  • A

    Austin Andrew

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