At a Glance
- Tasks: Manage regulatory reporting processes and ensure compliance with global obligations.
- Company: Join a leading Hedge Fund known for its innovative approach in the finance sector.
- Benefits: Enjoy a competitive salary, potential for remote work, and a dynamic team environment.
- Why this job: Be part of a crucial team that impacts global finance while developing your skills in a fast-paced setting.
- Qualifications: Must have 5+ years in Regulatory Reporting/Compliance within finance; SQL and Excel skills are a plus.
- Other info: This is a 12-month fixed-term contract based in London.
The predicted salary is between 48000 - 72000 £ per year.
Overview
Attribution Search, in partnership with a leading Hedge Fund, is looking to add a strong Regulatory Reporting Operations professional to the team on an initial 12-month fixed term contract. The role is based in the firm’s London office and supports global reporting obligations.
Responsibilities
- Ensure the firm meets its global reporting obligations — including short sale and long position reporting, Takeover Panel filings, and more.
- Manage end-to-end processes: controls, exception resolution, supporting regulatory change, and partnering closely with Legal, Compliance, and other stakeholders.
Qualifications
- Over five years of Reg Reporting/Compliance experience within an Investment bank or Asset Manager.
- Strong understanding and proven experience of short sell, Takeover Panel, and long sell reporting.
- Experience with a wide variety of asset classes; SQL, Alteryx, Tableau, and strong Excel skills encouraged.
Seniority and Employment
- Seniority level: Mid-Senior level
- Employment type: Contract
- Job function: Other
- Industries: Investment Management and Financial Services
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Regulatory Reporting Specialist - FTC employer: Attribution Search
Contact Detail:
Attribution Search Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Reporting Specialist - FTC
✨Tip Number 1
Network with professionals in the regulatory reporting field. Attend industry events or webinars where you can meet people who work in hedge funds or investment banks. This can help you gain insights into the role and potentially get referrals.
✨Tip Number 2
Familiarise yourself with the latest regulatory changes affecting hedge funds and investment banks. Being knowledgeable about current regulations will not only boost your confidence but also show potential employers that you are proactive and well-informed.
✨Tip Number 3
Brush up on your technical skills, especially in SQL, Alteryx, Tableau, and Excel. Consider taking online courses or tutorials to enhance your proficiency, as these skills are highly valued in regulatory reporting roles.
✨Tip Number 4
Prepare for interviews by practising common questions related to regulatory reporting and compliance. Be ready to discuss specific examples from your past experience that demonstrate your expertise in managing controls and resolving exceptions.
We think you need these skills to ace Regulatory Reporting Specialist - FTC
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in regulatory reporting and compliance. Emphasise your five years of experience within an investment bank or asset manager, and showcase your understanding of short sell and takeover panel reporting.
Craft a Strong Cover Letter: Write a cover letter that specifically addresses the job description. Mention your familiarity with the end-to-end processes involved in regulatory reporting and how you have successfully managed controls and resolved exceptions in previous roles.
Highlight Technical Skills: Since the role requires strong technical skills, ensure you mention your proficiency in SQL, Alteryx, Tableau, and Excel. Provide examples of how you've used these tools in your past work to enhance your application.
Showcase Collaboration Experience: The position involves partnering closely with Legal, Compliance, and other stakeholders. Include examples in your application that demonstrate your ability to work collaboratively across departments to achieve regulatory compliance.
How to prepare for a job interview at Attribution Search
✨Showcase Your Regulatory Knowledge
Make sure to highlight your understanding of regulatory reporting obligations, especially in relation to short sale and long position reporting. Be prepared to discuss specific regulations you've worked with and how you've ensured compliance in previous roles.
✨Demonstrate Technical Proficiency
Since the role requires skills in SQL, Alteryx, Tableau, and Excel, be ready to provide examples of how you've used these tools in your past work. Consider preparing a brief demonstration or discussing a project where you successfully utilised these technologies.
✨Emphasise Collaboration Skills
This position involves working closely with Legal, Compliance, and other stakeholders. Share examples of how you've effectively collaborated with different teams in the past, focusing on your communication skills and ability to resolve conflicts.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving abilities in real-world scenarios. Think of situations where you've managed controls or resolved exceptions in regulatory reporting, and be ready to explain your thought process and the outcomes.