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For Companies At a Glance
- Tasks: Support compliance functions and develop skills in a fast-paced trading environment.
- Company: Leading proprietary trading firm with a focus on technology and innovation.
- Benefits: Full training provided, competitive salary, and opportunities for career growth.
- Why this job: Gain broad exposure to global trading activities and enhance your compliance expertise.
- Qualifications: 2-3 years in compliance or legal roles; strong attention to detail and communication skills.
- Other info: Collaborative team environment with a focus on personal and professional development.
The predicted salary is between 40000 - 50000 £ per year.
A leading proprietary trading firm is seeking a Compliance Analyst to support its regulatory and operational compliance functions. This role offers broad exposure across global trading activities and the chance to develop skills in a fast-paced, technology-driven environment. Full training is provided.
Key Responsibilities
- Update and maintain compliance policies, procedures, and training content.
- Assist with internal compliance reporting and periodic disclosures.
- Support wall-crossing processes, restricted lists, and information-barrier controls.
- Contribute to operational compliance tasks, including personal account dealing oversight.
- Help monitor prudential requirements and related reporting.
- Support the preparation of regulatory filings across multiple jurisdictions.
- Respond to regulatory and counterparty information requests.
- Track mandatory training and employee attestations.
Experience & Skills
- 2–3 years in a compliance or legal role.
- Strong attention to detail, organisation, and communication.
- Ability to manage deadlines and work collaboratively.
- Helpful: Excel, SQL, Python, and basic AI-driven workflow skills.
Compliance Analyst in London employer: Attribution Search
Contact Detail:
Attribution Search Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst in London
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can refer you directly.
✨Tip Number 2
Prepare for interviews by researching the company and its compliance practices. Show us that you understand their operations and how you can contribute to their regulatory success.
✨Tip Number 3
Practice your responses to common compliance interview questions. We recommend using the STAR method (Situation, Task, Action, Result) to structure your answers and highlight your experience effectively.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Compliance Analyst in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Analyst role. Highlight your experience in compliance or legal roles, and don’t forget to showcase your attention to detail and organisational skills. We want to see how you fit into our fast-paced, tech-driven environment!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills align with our needs. We love seeing candidates who can communicate effectively, so let your personality come through!
Showcase Relevant Skills: If you've got experience with Excel, SQL, or Python, make sure to mention it! These skills are super helpful for the role, and we want to know how you can contribute to our team. Don’t be shy about your tech-savviness!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy – just follow the prompts and submit your materials!
How to prepare for a job interview at Attribution Search
✨Know Your Compliance Basics
Make sure you brush up on the key compliance regulations relevant to trading firms. Understanding the regulatory landscape will not only impress your interviewers but also show that you're serious about the role.
✨Showcase Your Attention to Detail
Prepare examples from your past experience where your attention to detail made a difference. Whether it was catching an error in a report or ensuring compliance with a procedure, these stories will highlight your suitability for the role.
✨Familiarise Yourself with Tools
Since the job mentions skills in Excel, SQL, and Python, make sure you can discuss how you've used these tools in previous roles. If you have any projects or examples where you applied these skills, be ready to share them!
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance processes and how they handle regulatory changes. This shows your genuine interest in the role and helps you gauge if the company is the right fit for you.