Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Ensure compliance with regulations and support global compliance initiatives.
- Company: Leading alternative investment firm with a strong reputation.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Why this job: Join a key role in shaping compliance strategies in a fast-paced industry.
- Qualifications: 5+ years in regulatory compliance, especially in financial services.
- Other info: Opportunity to collaborate internationally and enhance your career.
The predicted salary is between 36000 - 60000 £ per year.
A leading alternative investment and asset management firm is seeking an experienced Compliance Officer to play a key role in supporting its global compliance programme.
Responsibilities
- Conduct compliance monitoring and oversee remediation actions
- Maintain and update policies, procedures, and risk assessments
- Provide clear, practical advice on regulatory requirements and compliance matters
- Perform KYC/KYI due diligence to meet AML obligations
- Design and deliver compliance training across the business
- Keep compliance records accurate and up to date
- Manage conflict-of-interest checks and advise on mitigation strategies
- Review and approve marketing materials for regulatory compliance
- Collaborate with international teams on global compliance initiatives
Profile
- Minimum 5 years’ regulatory compliance experience in financial services, ideally on the buyside
- Strong knowledge of FCA rules and UK regulatory expectations
- Excellent judgement, integrity, and ability to work independently
- Skilled in preparing compliance documentation and reports
- Exceptional communication and relationship-building skills
Seniority level: Mid-Senior level
Employment type: Full-time
Job function: Other
Compliance Officer – Leading Alternative Investment Firm in England employer: Attribution Search
Contact Detail:
Attribution Search Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer – Leading Alternative Investment Firm in England
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by brushing up on FCA rules and UK regulatory expectations. We recommend creating a cheat sheet of key topics to discuss. This will help you showcase your expertise and make a lasting impression.
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your values and career goals. Use our website to find roles that excite you and match your skills. Tailor your approach to each company to stand out from the crowd!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in showing your enthusiasm for the role. It keeps you on their radar and reinforces your interest in joining their team.
We think you need these skills to ace Compliance Officer – Leading Alternative Investment Firm in England
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to highlight your compliance experience, especially in financial services. We want to see how your skills align with the responsibilities listed in the job description.
Showcase Your Knowledge: Demonstrate your understanding of FCA rules and UK regulatory expectations in your application. We love seeing candidates who can clearly articulate their knowledge of compliance matters.
Be Clear and Concise: When writing your cover letter, keep it clear and to the point. We appreciate straightforward communication, so make sure you convey your key points without unnecessary fluff.
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. We can’t wait to hear from you!
How to prepare for a job interview at Attribution Search
✨Know Your Regulations
Make sure you brush up on FCA rules and UK regulatory expectations before the interview. Being able to discuss these confidently will show that you’re not just familiar with compliance but that you’re also proactive about staying updated.
✨Showcase Your Experience
Prepare specific examples from your past roles where you successfully conducted compliance monitoring or managed remediation actions. This will help demonstrate your hands-on experience and how you can add value to their compliance programme.
✨Communication is Key
Since this role requires exceptional communication skills, practice articulating your thoughts clearly. You might be asked to explain complex compliance matters, so being able to simplify these concepts will impress your interviewers.
✨Ask Insightful Questions
Prepare thoughtful questions about their compliance initiatives and how they collaborate with international teams. This shows your genuine interest in the role and helps you understand their compliance culture better.
