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- Tasks: Ensure compliance with regulations and support a global compliance programme.
- Company: Leading alternative investment firm with a strong reputation in asset management.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Why this job: Join a key role in shaping compliance strategies and making a real impact.
- Qualifications: Bachelor’s degree and 5 years of regulatory compliance experience required.
- Other info: Collaborative international team with opportunities for career advancement.
The predicted salary is between 43200 - 72000 £ per year.
A leading alternative investment and asset management firm is seeking an experienced Compliance Officer to play a key role in supporting its global compliance programme.
Responsibilities
- Conduct compliance monitoring and oversee remediation actions
- Maintain and update policies, procedures, and risk assessments
- Provide clear, practical advice on regulatory requirements and compliance matters
- Perform KYC/KYI due diligence to meet AML obligations
- Design and deliver compliance training across the business
- Keep compliance records accurate and up to date
- Manage conflict-of-interest checks and advise on mitigation strategies
- Review and approve marketing materials for regulatory compliance
- Collaborate with international teams on global compliance initiatives
Profile
- Bachelor’s degree in a relevant discipline
- Minimum 5 years’ regulatory compliance experience in financial services, ideally on the buyside
- Strong knowledge of FCA rules and UK regulatory expectations
- Excellent judgement, integrity, and ability to work independently
- Skilled in preparing compliance documentation and reports
- Exceptional communication and relationship-building skills
Compliance Officer – Leading Alternative Investment Firm employer: Attribution Search
Contact Detail:
Attribution Search Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer – Leading Alternative Investment Firm
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. We all know that sometimes it’s not just what you know, but who you know that can help you land that Compliance Officer role.
✨Tip Number 2
Prepare for interviews by brushing up on FCA rules and UK regulatory expectations. We want you to be able to showcase your knowledge and experience confidently. Practice common compliance scenarios and how you’d handle them!
✨Tip Number 3
Don’t forget to tailor your approach! When applying through our website, make sure your application reflects the specific skills and experiences mentioned in the job description. We’re looking for that perfect match!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way. It shows your enthusiasm for the role and keeps you fresh in their minds. We believe a little courtesy can make a big difference!
We think you need these skills to ace Compliance Officer – Leading Alternative Investment Firm
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your relevant experience in regulatory compliance and any specific achievements that align with the job description. We want to see how your background fits perfectly with what we’re looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your skills can contribute to our global compliance programme. Keep it concise but impactful – we love a good story!
Showcase Your Skills: Don’t forget to showcase your exceptional communication and relationship-building skills in your application. We’re looking for someone who can collaborate effectively, so give us examples of how you’ve done this in the past!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. Let’s get started on this journey together!
How to prepare for a job interview at Attribution Search
✨Know Your Regulations
Make sure you brush up on FCA rules and UK regulatory expectations before the interview. Being able to discuss these confidently will show that you’re not just familiar with compliance but that you’re genuinely passionate about it.
✨Showcase Your Experience
Prepare specific examples from your past roles where you successfully managed compliance monitoring or handled KYC/KYI due diligence. This will help demonstrate your hands-on experience and how you can add value to their global compliance programme.
✨Communication is Key
Since exceptional communication skills are a must for this role, practice articulating your thoughts clearly. You might be asked to explain complex compliance matters, so being able to simplify these concepts will impress your interviewers.
✨Be Ready to Collaborate
This position involves working with international teams, so be prepared to discuss how you’ve successfully collaborated in the past. Highlight any experiences where you’ve worked across different departments or regions to achieve compliance goals.
