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- Tasks: Ensure compliance with CAS regulations and provide guidance to senior management.
- Company: Join a leading financial services firm in Manchester with a strong reputation.
- Benefits: Enjoy a hybrid work model, competitive salary, and opportunities for professional growth.
- Why this job: Make a real impact by ensuring regulatory compliance and protecting client assets.
- Qualifications: Deep knowledge of CAS regulations and experience in client asset oversight required.
- Other info: Collaborative team environment with opportunities to present and engage with clients.
The predicted salary is between 36000 - 60000 £ per year.
Manchester Atrium EMEA are looking for an accomplished Client Asset Oversight Specialist to join the established CASS Team in Manchester. This team is responsible for ensuring conformance with CAS regulations, across 3 entities. 4 days onsite and 1 day remote.
Essential:
- Deep knowledge of CAS regulations and client asset oversight
- Good knowledge of FCA CASS regulations / CASS rulebook
- Thorough knowledge of Irish and UK regulations 1 through to 8 or 9 on FCA book
- Good familiarity with trends and analysis on potential CASS breaches
- Giving guidance to senior management on CASS
- Presenting at various committees on CASS
- Ensuring regulatory requirements are met and creating insolvency packs
- Breach oversight & internal audits
- Working closely with external auditors and internal stakeholders
- Prepare MI packs and information for various committees
- Provide technical advisory on FCA regulatory reporting / 12 principles of FCA upheld
- Knowledge of client asset rulebook
- Custody and clearing background or similar
- Will have to present to potential clients on how CASS works, pitch, run the workshop with the client. But day to day client interaction is limited
- Good knowledge of reconciliation management
- Break management
- Day to day shortfall protection
Client Asset Oversight Specialist in Bolton employer: Atrium Global
Contact Detail:
Atrium Global Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Client Asset Oversight Specialist in Bolton
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, especially those who work in client asset oversight. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA CASS regulations. Be ready to discuss how you’ve navigated compliance challenges in the past – real-life examples will make you stand out!
✨Tip Number 3
Don’t underestimate the power of a follow-up! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest in the role. It keeps you fresh in their minds.
✨Tip Number 4
Check out our website for the latest job openings. We’re always looking for talented individuals like you, and applying directly through us can give you a better shot at landing that dream role!
We think you need these skills to ace Client Asset Oversight Specialist in Bolton
Some tips for your application 🫡
Know Your Stuff: Make sure you’ve got a solid grasp of CAS regulations and the FCA CASS rulebook. We want to see that you can navigate these like a pro, so don’t hold back on showcasing your knowledge in your application.
Tailor Your Application: When you’re writing your application, tailor it to the Client Asset Oversight Specialist role. Highlight your relevant experience and how it aligns with what we’re looking for. This shows us you’re genuinely interested and not just sending out generic applications.
Showcase Your Communication Skills: Since this role involves presenting to committees and clients, make sure to highlight your communication skills. We want to see examples of how you’ve effectively communicated complex information in the past.
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at Atrium Global
✨Know Your CASS Inside Out
Make sure you brush up on your knowledge of the FCA CASS regulations and the client asset rulebook. Be prepared to discuss specific regulations and how they apply to the role, as well as any recent changes in the law that could impact client asset oversight.
✨Showcase Your Analytical Skills
Since the role involves trends and analysis on potential CASS breaches, come ready with examples of how you've identified and addressed compliance issues in the past. Highlight your experience with breach oversight and internal audits to demonstrate your analytical prowess.
✨Prepare for Presentations
You'll need to present to various committees and potentially clients about how CASS works. Practice your presentation skills and prepare a few key points or case studies that illustrate your expertise in client asset oversight. Confidence is key!
✨Engage with Stakeholders
This role requires collaboration with both internal stakeholders and external auditors. Think of examples where you've successfully worked with different teams or departments to achieve compliance goals. Show that you can communicate effectively and build relationships.