At a Glance
- Tasks: Support compliance monitoring and reporting activities while collaborating with experienced professionals.
- Company: A growing financial services firm with big ambitions and a supportive culture.
- Benefits: Private medical insurance, life assurance, group income protection, and flexible work options.
- Why this job: Gain hands-on experience in compliance and build a strong foundation for your career.
- Qualifications: 1-2 years in financial services, strong analytical skills, and a desire to learn.
- Other info: Enjoy an agile working environment with opportunities for personal and professional growth.
The predicted salary is between 28800 - 43200 £ per year.
You are in the early stages of your professional journey, with 1-2 years' experience in a financial services environment, and you are keen to build your career within a growing firm that has big ambitions. You bring strong analytical skills, love solving problems, and thrive in a collaborative setting where curiosity and continuous learning are encouraged. You do not need compliance knowledge – we are looking for someone who can pick things up quickly and is motivated to learn. You might have a background in audit, experience as a business analyst, or a knack for streamlining processes and spotting areas for improvement.
As a medium sized organisation, you will receive informal coaching, be encouraged to take ownership of your learning, and be guided towards the right resources to help you grow.
About the role
You will support a range of compliance monitoring and reporting activities, working closely with multiple stakeholders as part of the wider Compliance team and alongside the Head of Compliance. Based in our Bristol office, you will enjoy the best of both worlds: an office where everyone knows your name, paired with direct access to senior stakeholders that will accelerate your development.
Your responsibilities will span administrative and organisational tasks as well as data analysis, compliance monitoring, and reporting on monitoring reviews. This is a true 'learn by doing' role. While all roles at this level include an administrative element, the real opportunity lies in working closely with experienced Compliance professionals, gaining practical exposure, and building a strong foundation for your career progression.
Accountabilities
- Performing thematic and ad hoc monitoring reviews to test controls across the business, delivered in a consistent and timely manner.
- Reporting on monitoring reviews and actions, collecting and providing Management Information to support preparation of Management and Board Reports.
- Support the tracking and effective completion of monitoring tasks.
- Performing regular sample monitoring as required.
- Ad-hoc administrative duties e.g. supporting the business with system and database inquiries and management.
Skills and Experience
- At least 1-2 years professional experience working within Financial Services or a similar industry.
- Excellent attention to detail and critical thinking.
- Highly organised, able to proactively work on a range of tasks.
- Ability to work independently to manage own tasks and deadlines as well as collaborate with wider team members.
- Some experience of compliance or audit functions would be desirable though not essential.
Private Medical Insurance
Life Assurance (4x)
Group Income Protection
Work From Anywhere policy
Our agile working environment means you may engage in various tasks and projects, which keeps work interesting and you get to develop and grow.
Compliance Monitoring Associate - Compliance - Bristol in West Bromwich employer: atomos wealth
Contact Detail:
atomos wealth Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Monitoring Associate - Compliance - Bristol in West Bromwich
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect with potential colleagues on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for those interviews! Research the company and its culture, and think about how your skills align with their needs. Practise common interview questions and be ready to showcase your analytical skills and problem-solving abilities.
✨Tip Number 3
Show your enthusiasm! When you get the chance to chat with someone from the company, let your passion for compliance and learning shine through. A positive attitude can set you apart from other candidates.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and eager to join our team.
We think you need these skills to ace Compliance Monitoring Associate - Compliance - Bristol in West Bromwich
Some tips for your application 🫡
Show Your Curiosity: We want to see your eagerness to learn and grow! In your application, highlight any experiences where you've taken the initiative to learn something new or solve a problem. This will show us that you're ready to dive into the compliance world.
Be Detail-Oriented: Attention to detail is key in compliance. Make sure your application is free from typos and errors. We appreciate candidates who take the time to present their information clearly and accurately, so double-check everything before hitting send!
Tailor Your Application: Don’t just send a generic application! Take a moment to align your skills and experiences with what we’re looking for in the job description. Mention any relevant experience in financial services or problem-solving that makes you a great fit for our team.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re serious about joining our team at StudySmarter!
How to prepare for a job interview at atomos wealth
✨Know Your Stuff
Even if you don’t have a compliance background, it’s crucial to understand the basics of compliance monitoring. Brush up on key concepts and be ready to discuss how your analytical skills can apply to this role.
✨Show Your Problem-Solving Skills
Prepare examples from your past experiences where you identified issues and implemented solutions. This will demonstrate your ability to think critically and your eagerness to learn in a collaborative environment.
✨Ask Smart Questions
During the interview, ask insightful questions about the compliance processes and the team dynamics. This shows your curiosity and genuine interest in the role, plus it helps you gauge if the company is the right fit for you.
✨Highlight Your Organisational Skills
Since the role involves managing multiple tasks, share specific instances where you successfully juggled various responsibilities. This will illustrate your ability to stay organised and meet deadlines, which is key for this position.