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- Tasks: Review key control processes and enhance compliance with regulatory needs.
- Company: Join a leading Financial Services firm with a focus on compliance.
- Benefits: Private medical insurance, life assurance, income protection, and flexible working options.
- Why this job: Gain hands-on experience in compliance and risk management while working with industry experts.
- Qualifications: 2+ years in Financial Services or consultancy; strong analytical skills required.
- Other info: Dynamic role with opportunities for career progression and personal development.
The predicted salary is between 30000 - 40000 ÂŁ per year.
This role sits within our Compliance function and will open the ability to progress within that career path. We have a Compliance Monitoring team which operates similar to internal audit, but focuses on alignment to regulatory needs. You will review how the business carries out key control processes, understand how the business adheres to them, and provide problem-solving on how we can improve.
If you are capable of understanding processes, able to engage with stakeholders, unphased by data, and know how to focus on what matters, this might be the role for you. Compliance is a high-profile part of any Financial Services firm; we can teach you the FCA requirements, so this is a great move into a high-profile part of the business.
Skills and Experience- 2+ years professional experience either in Financial Services, Accountancy, or a big Consultancy.
- Ready for a step up and want to prove you are ready for promotion in another 2 years.
- High attention to detail, and comfortable working with data.
- Able to analyse things in Excel: pivot tables, v-lookups etc.
- Curious about how businesses work, and love to find that sweet spot where rules intersect with business needs in a meaningful way.
- You bring energy to get things done.
- Sense of humour.
- You play a critical role in risk management, regulatory assurance, and supporting a strong “identify and make it better” culture (excellent people drive solutions!).
- You will ensure compliance with our processes, activities, and controls, against regulatory requirements, internal policies, and risk expectations.
- You will plan, execute, and report on compliance reviews and provide advice to the business and track corrective actions.
- This is a true “learn by doing” role. You will get to work alongside Compliance professionals, gain practical exposure, and build a strong foundation for career progression.
- Implement the Compliance Monitoring Framework and contribute ideas on how to improve it.
- Conduct risk-based reviews and testing.
- Produce high-quality reporting on findings of reviews and track delivery of identified actions.
- Support tracking and effective completion of monitoring tasks.
- Perform regular sample monitoring as required.
- Support Compliance colleagues with ad-hoc project work, such as when we need to provide due diligence processes.
- Private Medical Insurance
- Life Assurance (4x)
- Group Income Protection
- Work From Anywhere policy
Our agile working environment means you may engage in various tasks and projects, which keeps work interesting and allows you to develop and grow.
Internal Auditor in City of London employer: atomos wealth
Contact Detail:
atomos wealth Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Internal Auditor in City of London
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those already working in compliance or internal audit. A friendly chat can lead to insider info about job openings and even referrals.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA requirements and compliance processes. We recommend practising common interview questions and scenarios related to risk management and regulatory assurance.
✨Tip Number 3
Show off your analytical skills! Be ready to discuss how you've used Excel in past roles, especially with pivot tables and v-lookups. This will demonstrate your comfort with data and problem-solving abilities.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are genuinely interested in joining our team.
We think you need these skills to ace Internal Auditor in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experience mentioned in the job description. Highlight your professional experience in Financial Services, Accountancy, or Consultancy, and don’t forget to showcase your analytical skills with data!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re excited about the Internal Auditor role and how your background aligns with our Compliance function. Show us your personality and energy!
Showcase Your Attention to Detail: In compliance, attention to detail is key. When filling out your application, double-check for any typos or errors. We want to see that you can spot the little things that matter!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at atomos wealth
✨Know Your Compliance Basics
Before the interview, brush up on the basics of compliance and regulatory requirements in financial services. Even though the company will teach you the FCA rules, showing that you have a foundational understanding will impress your interviewers.
✨Showcase Your Analytical Skills
Be prepared to discuss your experience with data analysis, especially using Excel. Bring examples of how you've used pivot tables or v-lookups in past roles to solve problems or improve processes. This will demonstrate your high attention to detail and analytical mindset.
✨Engage with Stakeholders
Think of examples where you've successfully engaged with stakeholders in previous roles. Highlight your communication skills and how you can bridge the gap between compliance needs and business objectives. This shows you're ready to contribute to the 'identify and make it better' culture.
✨Bring Your Energy and Sense of Humour
The role requires someone who brings energy to get things done. Be yourself during the interview and let your personality shine through. A good sense of humour can help build rapport with your interviewers and show that you’re a great fit for the team.