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- Tasks: Support compliance monitoring and reporting while collaborating with experienced professionals.
- Company: A growing financial services firm with big ambitions and a supportive culture.
- Benefits: Private medical insurance, life assurance, income protection, and flexible work options.
- Why this job: Gain hands-on experience in compliance and accelerate your career development.
- Qualifications: 1-2 years in financial services, strong analytical skills, and a desire to learn.
- Other info: Enjoy a dynamic environment with opportunities for personal and professional growth.
The predicted salary is between 30000 - 40000 ÂŁ per year.
You’re in the early stages of your professional journey, with 1-2 years’ experience in a financial services environment, and you’re keen to build your career within a growing firm that has big ambitions. You bring strong analytical skills, love solving problems, and thrive in a collaborative setting where curiosity and continuous learning are encouraged. You don’t need compliance knowledge – we’re looking for someone who can pick things up quickly and is motivated to learn. You might have a background in audit, experience as a business analyst, or a knack for streamlining processes and spotting areas for improvement.
As a medium sized organisation, you’ll receive informal coaching, be encouraged to take ownership of your learning, and be guided towards the right resources to help you grow.
About the role
You’ll support a range of compliance monitoring and reporting activities, working closely with multiple stakeholders as part of the wider Compliance team and alongside the Head of Compliance. Based in our London office, you’ll enjoy the best of both worlds: an office where everyone knows your name, paired with direct access to senior stakeholders that will accelerate your development. Your responsibilities will span administrative and organisational tasks as well as data analysis, compliance monitoring, and reporting on monitoring reviews. This is a true “learn by doing” role. While all roles at this level include an administrative element, the real opportunity lies in working closely with experienced Compliance professionals, gaining practical exposure, and building a strong foundation for your career progression.
Accountabilities
- Performing thematic and ad hoc monitoring reviews to test controls across the business, delivered in a consistent and timely manner.
- Reporting on monitoring reviews and actions, collecting and providing Management Information to support preparation of Management and Board Reports.
- Support the tracking and effective completion of monitoring tasks.
- Performing regular sample monitoring as required.
- Ad-hoc administrative duties e.g. supporting the business with system and database inquiries and management.
Skills and Experience
- At least 1-2 years professional experience working within Financial Services or a similar industry.
- Excellent attention to detail and critical thinking.
- Highly organised, able to proactively work on a range of tasks.
- Ability to work independently to manage own tasks and deadlines as well as collaborate with wider team members.
- Some experience of compliance or audit functions would be desirable though not essential.
Private Medical Insurance, Life Assurance (4x), Group Income Protection, Work From Anywhere policy. Our agile working environment means you may engage in various tasks and projects, which keeps work interesting and you get to develop and grow.
Compliance Associate - Compliance - London in City of London employer: atomos wealth
Contact Detail:
atomos wealth Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate - Compliance - London in City of London
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field on LinkedIn or at industry events. A friendly chat can open doors and give you insights that job descriptions just can't.
✨Tip Number 2
Prepare for interviews by brushing up on your analytical skills. Think of examples from your past experiences where you've solved problems or streamlined processes. We want to see how you think!
✨Tip Number 3
Show your enthusiasm for learning! During interviews, express your eagerness to pick up new skills and knowledge. Remember, we value curiosity and a growth mindset just as much as experience.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you're genuinely interested in joining our team and growing with us.
We think you need these skills to ace Compliance Associate - Compliance - London in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experiences that align with the Compliance Associate role. Highlight any relevant experience in financial services, even if it’s just a couple of years, and don’t forget to showcase your analytical skills and problem-solving abilities!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to express your enthusiasm for the role and the company. Mention how your background in audit or business analysis can contribute to our compliance team, and show us your eagerness to learn and grow.
Showcase Your Curiosity: We love candidates who are curious and eager to learn! In your application, mention any instances where you’ve taken the initiative to learn something new or improve a process. This will demonstrate your motivation and fit for our collaborative environment.
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re serious about joining our team at StudySmarter!
How to prepare for a job interview at atomos wealth
✨Know Your Stuff
Even if you don’t have a compliance background, it’s crucial to understand the basics of compliance in financial services. Brush up on key concepts and recent trends in the industry. This shows your enthusiasm and willingness to learn, which is exactly what they’re looking for!
✨Show Off Your Analytical Skills
Since strong analytical skills are a must for this role, prepare to discuss examples from your past experiences where you’ve solved problems or improved processes. Think about specific situations where your critical thinking made a difference, and be ready to share those stories.
✨Be Ready to Collaborate
This role thrives in a collaborative environment, so be prepared to talk about how you work with others. Share instances where you’ve successfully teamed up with colleagues to achieve a common goal. Highlight your ability to communicate effectively and adapt to different working styles.
✨Ask Smart Questions
Interviews are a two-way street! Prepare thoughtful questions that show your interest in the company and the role. Ask about their approach to compliance monitoring or how they support employee development. This not only demonstrates your curiosity but also helps you gauge if the company is the right fit for you.