At a Glance
- Tasks: Manage risks related to money laundering and terrorist financing while ensuring compliance.
- Company: Respected vendor and equipment finance company with a strong reputation.
- Benefits: Up to £90,000 salary, competitive bonus, and a choice of company car.
- Other info: Dynamic role with opportunities for professional growth and development.
- Why this job: Join a growing team and make a real difference in AML compliance.
- Qualifications: Experience in customer due diligence and knowledge of AML regulations.
The predicted salary is between 90000 - 90000 £ per year.
Our client is a highly respected vendor and equipment finance company who operate across a broad range of assets and due to growth are looking to recruit an AML Compliance Officer. In this role, you will report directly to the Deputy MLRO to ensure the management of all risks in relation to money laundering and terrorist financing.
Key Responsibilities:
- Day to day customer due diligence (CDD) and know your customer (KYC); KYS on suppliers;
- Performing World-Check, FORCES and media searches;
- Liaise with Deputy MLRO re: escalated transactions, answering queries as required;
- Escalating transactions to HO Compliance where required, including research undertaken, system notes, completion of escalation form(s) and use of group tools for reporting;
- Liaise with Sales teams and portfolio review and vendor risk (PRVR) team to obtain KYC/CDD information, as required;
- Identification of Beneficial Owners; Negative news; PEPs (Politically Exposed Persons); ESR (Environmental Social Risks);
- Carry out CDD Reviews in accordance with group and local AML policy;
- Ensuring that all CDD escalations are correctly documented; producing KPIs on a quarterly basis using this data;
- Ensuring that the PEP register is maintained;
- Perform Periodic Reviews on live clients;
This role sits within the AML Compliance function and the key responsibility for the AML Compliance Officer is to support the AML Compliance team.
Contact: In the first instance, please send your CV in confidence to Lucy Davies at.
Salary range up to £90,000 plus competitive end of year paid annual bonus plus a wide choice of company car.
AML Compliance Officer - Surrey employer: Asset Finance International
Asset Finance International is an excellent employer, offering a dynamic remote work environment that fosters proactive client engagement and relationship management. With a strong focus on employee growth opportunities and a supportive work culture, we empower our team to achieve their sales targets while making a meaningful impact in the UK hard asset markets. Join us to be part of a forward-thinking company that values innovation and collaboration.
Contact Details:
Asset Finance International Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land AML Compliance Officer - Surrey
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Asset Finance International looking for candidates who are engaged and informed.
We think you need these skills to ace AML Compliance Officer - Surrey
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Asset Finance International. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Asset Finance International
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Asset Finance International’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
