At a Glance
- Tasks: Support legal and compliance functions, advising on regulations and drafting key documents.
- Company: Dynamic firm navigating the evolving regulatory landscape.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Other info: Join a supportive team and enhance your career in a fast-paced industry.
- Why this job: Make a real impact in a vital role while growing your legal expertise.
- Qualifications: Qualified lawyer with at least 3 years of relevant experience in banking or finance.
The predicted salary is between 60000 - 80000 £ per year.
We have an exciting new opportunity for a highly capable Legal and Compliance Associate. The purpose of this role is to provide broad, senior-level support across both functions, helping us navigate the evolving regulatory landscape and meet the operational demands of the business.
Reporting directly to the Director of Legal and the Director of Compliance, you will play a key role in both the Legal and Compliance teams as well as adding value to the broader business.
Your responsibilities:
- Assisting with and advising the business on a broad range of legal matters, including drafting, reviewing, negotiating and executing a wide range of legal documentation such as investment management agreements, fund side letters, fund distribution agreements, software licences and other commercial contracts.
- Preparing, coordinating and submitting regulatory returns, ensuring accuracy and timely completion.
- Advising the business on selling and marketing restrictions across relevant jurisdictions and maintaining up-to-date “rules of the road” guidance and reference materials.
- Assisting with the interpretation and implementation of new or amended regulatory requirements, including policy updates and internal communications.
- Reviewing and approving marketing materials, ensuring compliance with applicable regulations.
About you:
- Qualified and experienced lawyer with practical, compliance experience.
- 3 years minimum relevant experience.
- Strong experience in banking, finance and/or funds is required, including an understanding of the UK, EU and US regulatory landscape.
- An ability to strike the right balance between commercial and regulatory issues.
If this sounds like an interesting opportunity, we would love to hear from you.
Legal and Compliance Associate in London employer: Aspect Capital
Join a dynamic and forward-thinking team as a Legal and Compliance Associate, where you will be supported by a collaborative work culture that values professional growth and development. Our company offers competitive benefits, including opportunities for continuous learning and advancement within the legal and compliance sectors, all while being situated in a vibrant location that fosters innovation and connectivity. We pride ourselves on navigating the complexities of the regulatory landscape together, ensuring that our employees feel empowered and engaged in their roles.
StudySmarter Expert Advice🤫
We think this is how you could land Legal and Compliance Associate in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the legal and compliance sectors. Attend industry events or webinars where you can meet potential employers and showcase your expertise.
✨Tip Number 2
Prepare for interviews by brushing up on current regulatory trends. We want you to be able to discuss how these changes impact businesses, so do your homework and come armed with insights!
✨Tip Number 3
Showcase your skills through real-life examples. When discussing your experience, highlight specific projects where you navigated complex legal matters or compliance challenges successfully.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Legal and Compliance Associate in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Legal and Compliance Associate role. Highlight your relevant experience in banking, finance, and compliance, and don’t forget to showcase your understanding of the UK, EU, and US regulatory landscape.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention specific experiences that demonstrate your ability to navigate legal matters and compliance issues.
Showcase Your Skills:In your application, be sure to highlight your skills in drafting, reviewing, and negotiating legal documentation. We want to see how you can add value to our Legal and Compliance teams!
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and get to know you better!
How to prepare for a job interview at Aspect Capital
✨Know Your Legal Stuff
Brush up on your knowledge of banking, finance, and funds regulations. Be prepared to discuss specific legal documents you've worked with, like investment management agreements or fund distribution agreements. This shows you’re not just familiar with the theory but have practical experience too.
✨Understand the Regulatory Landscape
Familiarise yourself with the UK, EU, and US regulatory frameworks relevant to the role. You might be asked how you would approach compliance issues or interpret new regulations, so having examples ready will demonstrate your expertise and readiness for the job.
✨Show Your Commercial Awareness
Be ready to discuss how you balance commercial interests with regulatory requirements. Think of examples where you’ve successfully navigated this balance in past roles. This will highlight your ability to add value to the business while ensuring compliance.
✨Prepare Questions for Them
Have a few insightful questions ready about the company’s approach to compliance and legal challenges. This not only shows your interest in the role but also gives you a chance to assess if the company aligns with your values and career goals.
