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- Tasks: Lead compliance initiatives and enhance regulatory frameworks in a dynamic investment firm.
- Company: A growing international investment firm based in Greater London.
- Benefits: Competitive salary, excellent benefits, and opportunities for professional growth.
- Why this job: Make a significant impact on compliance and governance in the investment sector.
- Qualifications: 12+ years of compliance experience in investment management and strong UK regulatory knowledge.
- Other info: Mentor junior colleagues and thrive in a collaborative environment.
The predicted salary is between 60000 - 84000 £ per year.
A growing international investment firm in Greater London seeks a seasoned compliance professional to lead and enhance its regulatory and financial crime framework. You will provide strategic compliance leadership across the London office and ensure strong governance.
Responsibilities include:
- Managing regulatory engagements
- Overseeing the firm’s AML framework
- Mentoring junior colleagues
The ideal candidate has at least 12 years of compliance experience in investment management with a strong understanding of UK regulatory frameworks. Competitive benefits and salary offered.
Senior Compliance Officer – AML & Regulatory Lead employer: Ashford Benjamin
Contact Detail:
Ashford Benjamin Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer – AML & Regulatory Lead
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and investment management sectors. Attend industry events or webinars to meet potential employers and showcase your expertise.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK regulatory frameworks. Be ready to discuss how your experience aligns with the firm's needs, especially in AML and financial crime prevention.
✨Tip Number 3
Showcase your leadership skills! Think of examples where you've mentored junior colleagues or led compliance initiatives. This will demonstrate your ability to enhance the firm's governance.
✨Tip Number 4
Don't forget to apply through our website! We make it easy for you to submit your application and stand out from the crowd. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Senior Compliance Officer – AML & Regulatory Lead
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your extensive compliance experience, especially in investment management. We want to see how your background aligns with the role of Senior Compliance Officer and the specific requirements mentioned in the job description.
Showcase Your Leadership Skills: Since this role involves providing strategic compliance leadership, don’t forget to include examples of how you've led teams or mentored junior colleagues in your previous roles. We love seeing candidates who can inspire and guide others!
Be Clear on Regulatory Knowledge: Demonstrate your strong understanding of UK regulatory frameworks in your application. We’re looking for someone who can navigate these complexities, so make sure to mention any relevant certifications or experiences that showcase your expertise.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Ashford Benjamin
✨Know Your Regulatory Stuff
Make sure you brush up on the UK regulatory frameworks relevant to investment management. Be ready to discuss how your experience aligns with these regulations and how you've navigated compliance challenges in the past.
✨Showcase Your Leadership Skills
As a Senior Compliance Officer, you'll be expected to lead and mentor. Prepare examples of how you've successfully led teams or projects, particularly in enhancing compliance frameworks or managing regulatory engagements.
✨Prepare for Scenario Questions
Expect questions that put you in hypothetical situations related to AML and regulatory issues. Think through your approach to resolving these scenarios, demonstrating your strategic thinking and problem-solving skills.
✨Ask Insightful Questions
At the end of the interview, have a few thoughtful questions ready about the firm's compliance culture or future regulatory challenges. This shows your genuine interest in the role and helps you assess if the firm is the right fit for you.
