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- Tasks: Lead compliance initiatives and enhance regulatory frameworks in a dynamic investment firm.
- Company: A growing international investment firm based in Greater London.
- Benefits: Competitive salary, excellent benefits, and opportunities for professional growth.
- Why this job: Make a significant impact on compliance and governance in the financial sector.
- Qualifications: 12+ years of compliance experience in investment management and strong UK regulatory knowledge.
- Other info: Mentor junior colleagues and thrive in a collaborative environment.
The predicted salary is between 72000 - 108000 £ per year.
A growing international investment firm in Greater London seeks a seasoned compliance professional to lead and enhance its regulatory and financial crime framework. You will provide strategic compliance leadership across the London office and ensure strong governance.
Responsibilities include:
- Managing regulatory engagements
- Overseeing the firm’s AML framework
- Mentoring junior colleagues
The ideal candidate has at least 12 years of compliance experience in investment management with a strong understanding of UK regulatory frameworks. Competitive benefits and salary offered.
Senior Compliance Officer – AML & Regulatory Lead in London employer: Ashford Benjamin
Contact Detail:
Ashford Benjamin Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer – AML & Regulatory Lead in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and investment management sectors. Attend industry events or webinars to meet potential employers and showcase your expertise.
✨Tip Number 2
Prepare for interviews by brushing up on UK regulatory frameworks and recent changes in AML regulations. We want you to be the go-to expert in the room, so practice articulating your experience and how it aligns with the firm's needs.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a thank-you email reiterating your interest in the role and highlighting how your skills can enhance their compliance framework. It shows initiative and keeps you top of mind.
✨Tip Number 4
Apply through our website for a smoother process! We’ve streamlined our application system to make it easier for you to showcase your qualifications. Plus, it gives us a chance to see your application first-hand!
We think you need these skills to ace Senior Compliance Officer – AML & Regulatory Lead in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your extensive compliance experience, especially in investment management. We want to see how your background aligns with the role of Senior Compliance Officer – AML & Regulatory Lead.
Showcase Your Leadership Skills: Since this role involves providing strategic compliance leadership, don’t forget to mention any previous experience mentoring junior colleagues or leading teams. We love seeing how you can inspire others!
Understand the Regulatory Landscape: Demonstrate your strong understanding of UK regulatory frameworks in your application. We’re looking for someone who can navigate these complexities with ease, so give us examples of how you've done this in the past.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity at our growing firm!
How to prepare for a job interview at Ashford Benjamin
✨Know Your Regulatory Stuff
Make sure you brush up on the UK regulatory frameworks relevant to investment management. Be ready to discuss how you've navigated these in your previous roles, as this will show your depth of knowledge and experience.
✨Showcase Your Leadership Skills
As a Senior Compliance Officer, you'll be expected to lead and mentor. Prepare examples of how you've successfully led teams or projects in the past, particularly in compliance settings. This will demonstrate your capability to enhance the firm's regulatory framework.
✨Prepare for Scenario Questions
Expect questions that put you in hypothetical situations related to AML and regulatory challenges. Think through potential scenarios and how you would handle them, showcasing your strategic thinking and problem-solving skills.
✨Ask Insightful Questions
At the end of the interview, have a few thoughtful questions ready about the firm’s compliance culture or future regulatory challenges they foresee. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.
