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- Tasks: Support financial advisers by providing top-notch paraplanning services and client support.
- Company: Join Ascot Lloyd, a leading financial services firm with a commitment to client care.
- Benefits: Enjoy a competitive salary, professional development, and a supportive work environment.
- Why this job: Make a real difference in clients' financial journeys while developing your skills.
- Qualifications: Financial Planning Diploma or equivalent, plus experience in paraplanning.
- Other info: Dynamic role with opportunities for growth in a collaborative team.
The predicted salary is between 36000 - 60000 £ per year.
Paraplanner – 12 month fixed term contract (Maternity Cover)
Purpose of role
Reporting to Client Services and Operations Manager, to provide paraplanning support, ensuring the highest possible standard of client service delivery that is consistent, compliant and provided proactively in line with the Ascot Lloyd values as well as being mindful of Treating Customers Fairly (TCF) and Consumer Duty rules at all times.
Working closely with Financial Advisers and IFA Administrators to support the clients’ advisory process, playing a key role in providing an all-important, quality, sales support function through the effective use of software, as well as following set processes and procedures.
Key Responsibilities
- Review fact finds, file notes, client risk profile questionnaires etc. as provided by the Financial Advisers to gain an understanding of the client requirements discussed and agreed.
- Undertake necessary research and analysis, including
- Fund research and analysis
- Compile Pre-meeting documents
- Risk Profile cleanse when applicable
- Product comparison and analysis
- Charges analysis
- Investigation of taxation implications (IHT, CGT, LTA, CEG etc.)
- Compile suitability reports, detailing the recommended advice to suit the client’s needs.
- Discuss the reports with the Financial Adviser, amending as necessary.
- Generate and submit case packs to the Tax team and Compliance team as necessary and undertake any SR remedial work post check.
- Instruct the IFA Administrator to proceed with preparation of client packs.
- Record, monitor and report on progress via Intelligent Office
- Work within agreed timescales
- Report any obstacles and deviations from the agreed timescales to the Financial Adviser and IFA Administrator so that client expectations are appropriately managed.
- Ensure that potential service delivery failures are brought to the attention of the CS&O Manager in a timely manner, that resolution is swift and process revisions are agreed to avoid repeat errors.
- Support the Treating Customers Fairly (TCF) initiative.
SMCR Responsibilities
As an FCA regulated Company, Ascot Lloyd are required to adhere to the Senior Managers and Certification Regime (SMCR), to develop a culture where employees take personal responsibility for their own actions.
Individual Conduct Rules
- You must act with integrity
- You must act with due care, skill and diligence
- You must be open and co-operative with the FCA, PRA and other regulators
- You must pay due regard to the interests of customers and treat them fairly
- You must observe proper standards of market conduct
- You must act to deliver good outcomes for clients
Experience / Skills Required
- Financial Planning Diploma qualified (or equivalent professional qualification)
- Demonstrable experience in an end-to-end paraplanning role
- Demonstrable knowledge of and proficiency in research tools, ideally to include at least some of the following:
- Pension research: Selectapension where applicable (Safeguarded Benefits)
- Fund and portfolio research where applicable: FE Analytics
- Protection: Iress/Exchange
/ - Annuity research: Iress/Exchange
/ - Cash Flow research: Voyant/FinCalc
- Risk Prfoiler: Distribution Technology (Dynamic Planner)
- Experience of, or understanding of and a willingness to work with a centralised investment proposition including:
- Single fund multi-asset/multi-manager solutions
- Discretionary Fund Managers
- Model Portfolios
- Proven ability to work with templated suitability reports
- the ability to include additional bespoke explanations/discussions in order to personalise suitability reports outside of the standard wording set by Ascot Lloyd
- Ability to prioritise and juggle workload
- Excellent communications skill; both written and verbal
- Excellent attention to detail
- Client confidentiality
- Knowledge of MS Office software applications
- Adherence to policies and procedures
#J-18808-Ljbffr
Paraplanner Wolverhampton (12 month FTC) employer: Ascot Lloyd group
Contact Detail:
Ascot Lloyd group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Paraplanner Wolverhampton (12 month FTC)
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services industry, especially those who might know about paraplanning roles. A friendly chat can lead to insider info or even a referral that could land you an interview.
✨Tip Number 2
Prepare for interviews by practising common paraplanning scenarios. Think about how you'd handle client queries or present suitability reports. The more you rehearse, the more confident you'll feel when it’s showtime!
✨Tip Number 3
Don’t forget to showcase your tech skills! Familiarity with research tools and software is key in this role. Be ready to discuss your experience with platforms like Selectapension or FE Analytics during interviews.
✨Tip Number 4
Apply through our website! We love seeing applications directly from candidates who are genuinely interested in joining us. Plus, it gives you a chance to stand out and show your enthusiasm for the role.
We think you need these skills to ace Paraplanner Wolverhampton (12 month FTC)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Paraplanner role. Highlight your experience in paraplanning and any relevant qualifications, like your Financial Planning Diploma. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about this role and how you embody our values at Ascot Lloyd. Keep it concise but impactful – we love a good story!
Showcase Your Attention to Detail: In paraplanning, attention to detail is key. When filling out your application, double-check for any typos or errors. We appreciate candidates who take the time to ensure everything is spot on!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at Ascot Lloyd group
✨Know Your Stuff
Make sure you brush up on your paraplanning knowledge and the specific tools mentioned in the job description, like Selectapension and FE Analytics. Being able to discuss these confidently will show that you're not just a good fit but also genuinely interested in the role.
✨Showcase Your Attention to Detail
Since this role requires a keen eye for detail, prepare examples from your past work where your attention to detail made a difference. Whether it was catching an error in a report or ensuring compliance with regulations, these stories will highlight your suitability for the position.
✨Communicate Clearly
Practice articulating your thoughts clearly and concisely. You’ll need to demonstrate excellent communication skills, both written and verbal, so consider doing mock interviews with a friend or using online resources to refine your delivery.
✨Understand Client Needs
Familiarise yourself with the concept of Treating Customers Fairly (TCF) and how it applies to paraplanning. Be ready to discuss how you would ensure client needs are met while adhering to compliance standards, as this will show your alignment with the company's values.
