Regulatory Analyst

Regulatory Analyst

City of London Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Manage client requests and enhance processes while collaborating with teams.
  • Company: Dynamic financial services firm focused on innovation and teamwork.
  • Benefits: Competitive salary, professional development, and a supportive work environment.
  • Why this job: Join a team where your analytical skills can shine and make a real difference.
  • Qualifications: 1-2 years in regulatory roles, strong communication, and project management skills.
  • Other info: Opportunity to grow in a fast-paced environment with diverse challenges.

The predicted salary is between 36000 - 60000 £ per year.

The Role

  • Senior Counterparty Analyst
  • Manage multiple client requests while ensuring timely completion of all deliverables.
  • Evaluate scope of work/project plans and provide recommendations for process enhancements and improvements.
  • Manage relationships with cross-functional teams and third-party vendors.
  • Prepare project trackers and lead client meetings to provide updates on team progress, milestones achieved, and challenges encountered.
  • Identify and resolve gaps in processes and project execution.
  • Foster long-term relationships with existing clients, key business partners and other stakeholders.
  • Interpret financial and legal entity documentation from various domains and diverse sources.
  • Demonstrate a strong ability to adapt and become an expert on proprietary products and client business lines through complex engagements.
  • Navigate new requirements with clients to strategize and implement new workflows and processes.

What We re Looking For:

  • 1-2 years of proven experience in a regulatory related field with previous process management experience.
  • Exposure to the derivatives trading (preferred).
  • Familiarity with KYC constitutional documents including onboarding
  • Ability to handle pressure and manage conflicting priorities.
  • Excellent analytical, project management and problem-solving skills.
  • Strong communication skills with exceptional presentation expertise.
  • Basic understanding of financial services firms and investment management operations.
  • Strong attention to detail and organizational skills with a focus on quality and process.
  • Must be able to work collaboratively with team members, both senior and junior.
  • Proficient in Microsoft Office Suite. Strong proficiency in Excel preferred.

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Regulatory Analyst employer: Ascendion

As a Regulatory Analyst at our esteemed firm, you will thrive in a dynamic work culture that prioritises collaboration and innovation. We offer comprehensive employee growth opportunities, including training and mentorship programmes, ensuring you develop your skills while contributing to meaningful projects in the financial services sector. Located in a vibrant area, our company provides a supportive environment where your contributions are valued, and your career can flourish.
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Contact Detail:

Ascendion Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Regulatory Analyst

✨Tip Number 1

Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. We can’t stress enough how important it is to build relationships; you never know who might have the inside scoop on job openings.

✨Tip Number 2

Prepare for interviews by researching the company and its culture. We recommend practising common interview questions and tailoring your answers to highlight your experience in regulatory analysis and process management. Show them you’re the perfect fit!

✨Tip Number 3

Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. We suggest mentioning something specific from your conversation to remind them why you’re a great candidate.

✨Tip Number 4

Don’t forget to apply through our website! We’ve got loads of opportunities that might be just what you’re looking for. Plus, applying directly can sometimes give you an edge over other candidates.

We think you need these skills to ace Regulatory Analyst

Regulatory Knowledge
Process Management
Client Relationship Management
Project Tracking
Analytical Skills
Problem-Solving Skills
Communication Skills
Presentation Skills
Attention to Detail
Organisational Skills
Team Collaboration
Microsoft Office Suite
Excel Proficiency
Understanding of Financial Services

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Regulatory Analyst role. Highlight your experience in regulatory fields and any process management you've done. We want to see how your skills match what we're looking for!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about this role and how your background fits. We love seeing enthusiasm and a clear understanding of our needs.

Showcase Your Analytical Skills: Since this role requires strong analytical abilities, be sure to include examples of how you've tackled complex problems in the past. We want to know how you think and approach challenges!

Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it makes the whole process smoother for everyone involved.

How to prepare for a job interview at Ascendion

✨Know Your Regulatory Stuff

Make sure you brush up on your knowledge of regulatory frameworks and derivatives trading. Familiarise yourself with KYC documents and be ready to discuss how they impact client onboarding. This will show that you’re not just a candidate, but someone who understands the industry.

✨Showcase Your Project Management Skills

Prepare examples from your past experiences where you successfully managed projects or processes. Highlight how you handled multiple client requests and resolved any challenges. This will demonstrate your ability to manage conflicting priorities effectively.

✨Communicate Clearly and Confidently

Practice your presentation skills before the interview. Be ready to explain complex concepts in simple terms, as you’ll need to communicate with various stakeholders. Good communication can set you apart, so don’t shy away from showcasing this skill.

✨Build Rapport with Interviewers

Remember, interviews are a two-way street. Engage with your interviewers by asking insightful questions about their processes and team dynamics. This not only shows your interest but also helps you gauge if the company culture aligns with your values.

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