At a Glance
- Tasks: Provide high-level compliance advice and support to broking teams and management.
- Company: Join a leading Lloyd's specialty broker with a strong compliance culture.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Other info: Opportunity to influence decision-making and foster a strong compliance culture.
- Why this job: Make a real impact by shaping compliance practices in the insurance industry.
- Qualifications: Experience in compliance advisory roles within insurance and strong stakeholder management skills.
The predicted salary is between 60000 - 75000 £ per year.
Arthur are partnered with a Lloyd's specialty broker in their search for a Compliance Manager to sit across the wider group Compliance team. This role is a varied generalist position with an emphasis on providing the business with high-level compliance advice.
Key Duties
- Provide day-to-day compliance advice to front-line broking teams and senior management.
- Interpret and communicate regulatory requirements relevant to insurance broking activities.
- Provide clear, pragmatic, and commercially aware compliance advice on products, client interactions, and business initiatives.
- Attend key business meetings to provide real-time compliance input and challenge where appropriate.
- Build strong, trusted relationships with senior stakeholders to influence decision-making.
- Support the implementation of new regulatory changes and industry standards.
- Act as a trusted advisor to business units, fostering a strong compliance culture.
- Deliver tailored compliance training aligned to business needs.
- Provide targeted guidance and coaching to staff on regulatory expectations.
- Reinforce key messages around conduct risk and customer-centric behaviours.
About You
- Strong experience in a compliance advisory or business partnering role within insurance, ideally with a broker.
- In-depth understanding of relevant regulatory frameworks (e.g., FCA rules, conduct risk principles).
- Proven ability to balance regulatory requirements with commercial objectives.
- Strong stakeholder management and influencing skills, including at senior levels.
- Ability to provide clear, practical advice.
Compliance Manager in London employer: Arthur
As a Compliance Manager at our esteemed Lloyd's specialty broker, you will thrive in a dynamic work environment that prioritises compliance excellence and fosters professional growth. Our collaborative culture encourages open communication and strong relationships with senior stakeholders, ensuring that your insights directly influence key business decisions. With tailored training programmes and a commitment to employee development, we offer a rewarding career path in the heart of the insurance industry.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager in London
✨Tip Number 1
Network like a pro! Get out there and connect with people in the insurance and compliance sectors. Attend industry events, join relevant online forums, and don’t be shy about reaching out on LinkedIn. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of regulatory frameworks and compliance best practices. Be ready to discuss how you’ve provided high-level compliance advice in the past. We want to see you shine and show us how you can influence decision-making!
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you and match your skills. Tailor your approach to each company, showing them why you’re the perfect fit for their compliance team.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Use this opportunity to reiterate your interest in the role and highlight any key points from your conversation that showcase your fit for the Compliance Manager position.
We think you need these skills to ace Compliance Manager in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV speaks directly to the Compliance Manager role. Highlight your experience in compliance advisory or business partnering, especially within insurance. We want to see how your skills align with the key duties mentioned in the job description.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Share specific examples of how you've provided compliance advice and built relationships with stakeholders. We love seeing your personality come through!
Showcase Your Regulatory Knowledge:Since this role requires an in-depth understanding of regulatory frameworks, make sure to mention any relevant qualifications or experiences. We want to know how you interpret and communicate regulatory requirements effectively, so don’t hold back!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Arthur
✨Know Your Regulations
Make sure you brush up on the relevant regulatory frameworks, especially FCA rules and conduct risk principles. Being able to discuss these confidently will show that you’re not just familiar with compliance but can also apply it practically in a broking context.
✨Showcase Your Advisory Skills
Prepare examples of how you've provided compliance advice in previous roles. Think about specific situations where your input influenced decision-making or improved compliance culture. This will demonstrate your ability to balance regulatory requirements with commercial objectives.
✨Build Rapport with Stakeholders
During the interview, highlight your experience in managing relationships with senior stakeholders. Share stories that illustrate how you’ve built trust and influenced decisions, as this is crucial for the role. Remember, they want to see you as a trusted advisor!
✨Tailor Your Training Approach
Be ready to discuss how you would deliver compliance training tailored to business needs. Think about how you can reinforce key messages around conduct risk and customer-centric behaviours. Showing that you can adapt your approach will set you apart from other candidates.
