At a Glance
- Tasks: Provide tailored financial advice and support clients in achieving their goals.
- Company: Join a dynamic team in a growing financial services firm in Dorking.
- Benefits: Hybrid working, professional development, and potential for Chartered status.
- Other info: Collaborative environment with excellent career progression opportunities.
- Why this job: Make a real impact on clients' financial futures while advancing your career.
- Qualifications: FCA certification and Level 4 Diploma in Financial Planning required.
The predicted salary is between 40000 - 50000 £ per year.
Our client is seeking a motivated and qualified Financial Adviser to join their Dorking office. They are looking for someone with FCA certification and strong financial planning experience who can provide tailored advice, support clients effectively, and contribute to the growth of the office. This role offers excellent career progression opportunities, including the potential to achieve Chartered status and advance within the team.
About the Role
The successful candidate will provide tailored advice to clients based on their individual circumstances and objectives, while ensuring compliance with FCA regulations and company policies.
Key Responsibilities
- Client Advice Management
- Prospect and contact potential clients in line with business plans
- Gather sufficient client information before making recommendations
- Ensure portfolios are managed according to client mandates and objectives
- Undertake product and market research to provide suitable advice
- Maintain accurate supporting documentation and client records
- Handle client queries efficiently and professionally
- Ensure clients are treated fairly, including identifying vulnerable clients
Compliance Governance
- Maintain current Statement of Professional Standing (SPS) and CPD records
- Follow firm compliance procedures (T C, complaints, financial crime, AML, anti-bribery, data protection, conflicts of interest, inducements, record keeping, best execution)
- Stay up-to-date with regulatory, product, and technical requirements
- Liaise with admin support, paraplanners, and other team members as needed
General Professional Responsibilities
- Maintain “Fit Proper” standards for the role
- Ensure all client contact is professional and courteous
- Comply with Financial Services and Markets Act 2000, FCA Conduct Rules, and other relevant regulations
Skills Experience
- Knowledge of relevant legislation affecting the financial services industry
- Strong written and verbal communication skills
- Competent with general IT systems and report writing
- Ability to work collaboratively within a team
Qualifications
- Minimum: Level 4 Diploma in Financial Planning
- Aim to achieve Chartered Status
Why Join?
- Opportunity to develop professionally in a supportive environment
- Work with a growing client base and dynamic team
Job Type: Full-time, Permanent | Hybrid Working: 4 days in office, 1 day WFH
If you’d like to apply or find out more, please send your CV to Josie at Artemis Recruitment.
Financial Adviser in Surrey employer: Artemis Recruitment Consultants Ltd
Join a dynamic team in Dorking as a Financial Adviser, where you will benefit from a supportive work culture that prioritises professional development and career progression. With opportunities to achieve Chartered status and work closely with a growing client base, this role offers a rewarding environment for those looking to make a meaningful impact in financial planning.
Contact Details:
Artemis Recruitment Consultants Ltd Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Financial Adviser in Surrey
✨Tap into Campus Networks
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✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
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Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
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Don’t shy away from reaching out directly to firms like Artemis Recruitment Consultants Ltd. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Financial Adviser in Surrey
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Artemis Recruitment Consultants Ltd.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on Artemis Recruitment Consultants Ltd's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at Artemis Recruitment Consultants Ltd
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Artemis Recruitment Consultants Ltd.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at Artemis Recruitment Consultants Ltd will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former Artemis Recruitment Consultants Ltd employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
