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For Companies At a Glance
- Tasks: Analyse client portfolios and provide FCA regulated advice on investments and pensions.
- Company: Join a leading wealth management firm in central London, renowned across Europe.
- Benefits: Enjoy competitive pay, professional development opportunities, and a dynamic work environment.
- Why this job: Make a real impact on clients' financial futures while working in a collaborative culture.
- Qualifications: University degree, Level 4 Qualification, and 3+ years in financial services required.
- Other info: Submit your CV to Sam at Artemis Recruitment to kickstart your career!
The predicted salary is between 48000 - 72000 £ per year.
Job Description
We have a new opportunity for a Senior Paraplanner to join our clients based in central London. They are one of the market leaders within wealth management across Europe, and in this role you will be analysing trading client portfolios and accounts to provide FCA regulated advice on areas including pension transfers, investment taxation and account structure suitability.
Responsibilities:
- Conduct fact finding calls with clients to evaluate client objectives, portfolio holdings, time-horizon, cash flow needs, and financial situation to determine a suitable asset allocation recommendation
- Review and formulate plans for clients with highly specialised situations
- Review clients' existing pension and investment bond arrangements to determine whether a transfer/surrender is suitable
- Communicate advice to clients directly
- Prepare written proposals and recommendations for transfers and present this advice to them to confirm understanding
- Work with other departments to provide best client outcomes through developing new resources and providing training
- Adhere to the T&C scheme to ensure regulatory compliance related to the provision of regulated advice
Qualifications & Experience:
- A University degree or equivalent combination of education/experience
- Level 4 Qualification – CII Regulated Diploma in Financial Planning or CISI Investment Advice Diploma preferable
- 3+ years financial services experience required
- Very strong understanding of Financial Planning principles and client suitability
- Experience working with accuracy and ability to organise/time-manage
- Quantitative in nature
Please submit your CV to Sam at Artemis Recruitment to register your interest.
Senior Paraplanner employer: Artemis Recruitment Consultants Ltd
Contact Detail:
Artemis Recruitment Consultants Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Paraplanner
✨Tip Number 1
Network with professionals in the wealth management sector. Attend industry events or join relevant online forums to connect with current Senior Paraplanners and learn about their experiences. This can provide you with valuable insights and potentially lead to referrals.
✨Tip Number 2
Stay updated on the latest regulations and trends in financial planning. Familiarise yourself with FCA guidelines and recent changes in investment taxation, as this knowledge will be crucial during interviews and discussions with potential employers.
✨Tip Number 3
Prepare to discuss specific case studies or scenarios during your interviews. Think of examples from your past experience where you successfully analysed client portfolios or provided tailored advice, as this will demonstrate your expertise and problem-solving skills.
✨Tip Number 4
Research the company thoroughly before your interview. Understand their values, services, and client base, and be ready to explain how your skills and experience align with their mission. This shows genuine interest and can set you apart from other candidates.
We think you need these skills to ace Senior Paraplanner
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Senior Paraplanner. Familiarise yourself with the key areas such as FCA regulated advice, pension transfers, and investment taxation.
Tailor Your CV: Highlight your relevant experience in financial services, particularly any roles that involved client portfolio analysis or regulatory compliance. Make sure to emphasise your qualifications, especially if you have a Level 4 Qualification or equivalent.
Craft a Compelling Cover Letter: Write a cover letter that showcases your understanding of financial planning principles and your ability to communicate complex advice clearly. Mention specific examples from your past experience that demonstrate your suitability for the role.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors. A well-presented application reflects your attention to detail, which is crucial in the financial services industry.
How to prepare for a job interview at Artemis Recruitment Consultants Ltd
✨Know Your Financial Planning Principles
Make sure you have a solid understanding of financial planning principles and client suitability. Brush up on key concepts related to pension transfers, investment taxation, and account structures, as these will likely come up during the interview.
✨Prepare for Fact-Finding Scenarios
Be ready to discuss how you would conduct fact-finding calls with clients. Think about the types of questions you would ask to evaluate their objectives and financial situations, and be prepared to provide examples from your past experience.
✨Showcase Your Regulatory Knowledge
Since the role involves providing FCA regulated advice, demonstrate your knowledge of regulatory compliance and the T&C scheme. Be prepared to discuss how you ensure adherence to these regulations in your work.
✨Practice Your Communication Skills
Effective communication is key in this role. Prepare to explain complex financial concepts in simple terms, as you will need to present proposals and recommendations to clients. Practising this skill can help you stand out during the interview.
