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- Tasks: Advise clients on financial matters and manage their investment portfolios.
- Company: Join a leading financial firm in Hertfordshire with a supportive team.
- Benefits: Earn £50k+ with opportunities for professional growth and development.
- Why this job: Make a real difference in clients' financial lives while building your career.
- Qualifications: Level 4 Diploma required; aim for Chartered status.
- Other info: Dynamic work environment with a focus on compliance and client care.
The predicted salary is between 42000 - 60000 £ per year.
Our client is looking to welcome a Financial Adviser into their team in Hertfordshire, to advise clients as appropriate to their circumstances and objectives.
Specific responsibilities:- Prospecting and contacting potential clients in accordance with the firm's business plan
- Making sure sufficient client information is obtained before any recommendation is made
- Following relevant advice and sales procedures at all times
- Managing portfolios in accordance with the client's mandate, objectives and the firm's investment proposition
- Undertaking appropriate product and market research
- Making suitable recommendations at all times
- Maintaining all supporting documents
- Contacting clients in accordance with the agreed level of services offered
- Ensuring clients receive relevant documentation in a timely way
- Dealing with client queries in an efficient and timely manner
- Ensuring that clients are treated fairly, in line with 'TCF' principles
- Identifying clients who are in vulnerable or potentially vulnerable circumstances, to provide appropriate advice and adapt the services/advice accordingly
- Holding a current statement of professional standing (SPS) at all times
- Maintaining and accurately recording relevant CPD
- Maintaining all standards of performance as required by the firm
- Obtaining and maintaining the level of competence as required by the firm
- Ensuring you remain 'Fit & Proper' for the role
- Following the firm's compliance processes and procedures at all times
- Responding to all Compliance department requests on time
- Complying with the Financial Services and Markets Act 2000, the FCA's Conduct rules / FCA Statements of Principle & Code of Practice and the relevant rules from the FCA at all times
- Maintaining a positive culture attitude at all times
- Keeping up to date with relevant regulatory, product, legislative and technical requirements
- Carrying out all client contact in a professional and courteous way
- Ensuring all client files are compliant on an ongoing basis
- Retaining all client records in line with the firm's Data security / data protection / record keeping policy
- Liaising with admin support, Paraplanners, and other team members as appropriate
We expect an individual performing this role to have the following Experience, Skills, and knowledge:
- A good understanding and knowledge / awareness of relevant legislation that affects our industry/profession
- The ability to take on and understand the environment we operate in, and the issues this raises
- Ability to compile reports
We expect an individual in this role to hold the following qualifications:
- The minimum level is 'level 4' Diploma with the aim of achieving Chartered status
FINANCIAL ADVISER - HERTFORDSHIRE in London employer: Artemis Recruitment Consultants Ltd
Contact Detail:
Artemis Recruitment Consultants Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land FINANCIAL ADVISER - HERTFORDSHIRE in London
✨Tip Number 1
Network like a pro! Get out there and connect with people in the financial industry. Attend local events, join online forums, or even hit up LinkedIn. The more people you know, the better your chances of landing that Financial Adviser role.
✨Tip Number 2
Practice your pitch! You never know when you'll meet a potential employer or client. Have a quick, engaging summary of who you are and what you do ready to go. This will help you make a great first impression.
✨Tip Number 3
Follow up after interviews! A simple thank-you email can go a long way. It shows you're genuinely interested in the position and keeps you fresh in their minds. Plus, it’s a chance to reiterate why you’re the perfect fit for the job.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of resources to help you ace your job search. Plus, applying directly can sometimes give you an edge over other candidates. So, get clicking!
We think you need these skills to ace FINANCIAL ADVISER - HERTFORDSHIRE in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Financial Adviser role. Highlight relevant experience and skills that match the job description, like client management and compliance knowledge. We want to see how you can bring value to our team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role in Hertfordshire. Share your passion for financial advising and how you can help clients achieve their goals. We love a personal touch!
Showcase Your Qualifications: Don’t forget to mention your qualifications, especially if you have that level 4 Diploma or are on your way to Chartered status. We’re looking for someone who meets our standards, so make sure we know about your credentials!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss any important updates. Plus, it’s super easy – just a few clicks and you’re done!
How to prepare for a job interview at Artemis Recruitment Consultants Ltd
✨Know Your Stuff
Make sure you brush up on the latest financial regulations and market trends. Being well-versed in the legislation affecting the industry will show that you're not just a candidate, but a knowledgeable adviser ready to tackle client needs.
✨Client-Centric Approach
Prepare to discuss how you would handle different client scenarios, especially those involving vulnerable clients. Think about examples from your past experience where you’ve treated clients fairly and adapted your advice to meet their unique circumstances.
✨Showcase Your Compliance Knowledge
Familiarise yourself with the firm's compliance processes and the Financial Services and Markets Act. Be ready to explain how you ensure adherence to these regulations in your previous roles, as this is crucial for maintaining client trust.
✨Practice Makes Perfect
Conduct mock interviews with a friend or mentor, focusing on common questions for financial advisers. This will help you articulate your thoughts clearly and confidently, making a great impression during the actual interview.
