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- Tasks: Advise clients on financial matters and manage their investment portfolios.
- Company: Dynamic financial firm based in Harrow with a focus on client success.
- Benefits: Competitive salary of ÂŁ45,000 and high earning potential.
- Why this job: Make a real difference in clients' financial lives while growing your career.
- Qualifications: Level 4 Diploma required; aim for Chartered status.
- Other info: Join a supportive team with opportunities for professional development.
The predicted salary is between 36000 - 60000 ÂŁ per year.
Overview
Type of Position: Financial Adviser (IFA) – London, Harrow
Pay: ÂŁ45,000
Reference: #1637843
The client is looking to welcome a Financial Adviser on their team based in Harrow. This will be an office based opportunity with a high earning potential. You will advise clients as appropriate to their circumstances and objectives.
Responsibilities
- Prospecting and contacting potential clients in accordance with the firm’s business plan
- Ensuring sufficient client information is obtained before any recommendation is made
- Following relevant advice and sales procedures at all times
- Managing portfolios in accordance with the client’s mandate, objectives, and the firm’s investment proposition
- Undertaking appropriate product and market research
- Making suitable recommendations at all times
- Maintaining all supporting documents
- Contacting clients in accordance with the agreed level of services offered
- Providing relevant documentation to clients in a timely way
- Handling client queries in an efficient and timely manner
- Treating clients fairly in line with “TCF” principles
- Identifying clients who are in vulnerable or potentially vulnerable circumstances to adapt services/advice accordingly
- Maintaining a current Statement of Professional Standing (SPS) at all times
- Maintaining relevant CPD accurately
- Maintaining performance standards as required by the firm
- Obtaining and maintaining the level of competence as required by the firm
- Maintaining standards to remain “Fit & Proper” for the role
General responsibilities
- Follow the firm’s compliance processes and procedures at all times (e.g., T&C, complaints, financial crime, anti-money laundering, anti-bribery, data security, data protection, conflicts of interest, inducements, record keeping, best execution)
- Respond to all Compliance department requests on time
- Comply with the Financial Services and Markets Act 2000, the FCA Conduct Rules / Principles & Code of Practice, and relevant FCA rules
- Maintain a positive culture and attitude
- Keep up to date with regulatory, product, legislative and technical requirements
- Conduct client contact in a professional and courteous manner
- Ensure client files remain compliant on an ongoing basis
- Retain client records in line with the firm’s data security / data protection / record keeping policy
- Liaise with admin support, paraplanners, and other team members as appropriate
Experience, skills and knowledge
We expect an individual performing this role to have the following experience, skills, and knowledge:
- A good understanding and knowledge of relevant legislation affecting the industry
- The ability to understand the environment in which the firm operates and the issues this raises
- Ability to compile reports
Qualification requirements
We expect an individual in this role to hold the following qualifications:
- The minimum level is “level 4” Diploma with the aim of achieving Chartered status
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FINANCIAL ADVISER (IFA) - LONDON, HARROW employer: Artemis Recruitment Consultants Ltd
Contact Detail:
Artemis Recruitment Consultants Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land FINANCIAL ADVISER (IFA) - LONDON, HARROW
✨Tip Number 1
Network like a pro! Attend industry events, join relevant online forums, and connect with other financial advisers. The more people you know, the better your chances of landing that dream job.
✨Tip Number 2
Practice your pitch! You never know when you'll meet a potential employer or client. Have a clear and concise introduction ready that highlights your skills and what makes you stand out as a Financial Adviser.
✨Tip Number 3
Follow up after interviews! A quick thank-you email can go a long way in showing your enthusiasm for the role. It keeps you on their radar and shows you're genuinely interested in joining their team.
✨Tip Number 4
Apply through our website! We’ve got loads of opportunities waiting for you. Plus, it’s a great way to ensure your application gets seen by the right people. Don’t miss out!
We think you need these skills to ace FINANCIAL ADVISER (IFA) - LONDON, HARROW
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Financial Adviser role. Highlight relevant experience, skills, and qualifications that match the job description. We want to see how you can bring value to our team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this position. Share your passion for financial advising and how you can help clients achieve their goals.
Showcase Your Compliance Knowledge: Since compliance is key in this role, make sure to mention any experience or knowledge you have regarding financial regulations and best practices. We love candidates who understand the importance of compliance!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the easiest way for us to receive your application and ensures you’re considered for the role. Don’t miss out on this opportunity!
How to prepare for a job interview at Artemis Recruitment Consultants Ltd
✨Know Your Stuff
Make sure you brush up on the latest financial regulations and market trends. Being well-versed in the relevant legislation will not only impress your interviewers but also show that you're serious about the role.
✨Client-Centric Approach
Prepare to discuss how you would handle various client scenarios, especially those involving vulnerable clients. Think about how you can adapt your advice to meet their unique needs and demonstrate your commitment to treating clients fairly.
✨Showcase Your Communication Skills
As a Financial Adviser, clear communication is key. Be ready to explain complex financial concepts in simple terms. Practise articulating your thoughts clearly and confidently, as this will be crucial in building trust with potential clients.
✨Demonstrate Team Spirit
Highlight your ability to work collaboratively with admin support and paraplanners. Share examples of how you've successfully worked in a team environment, as this role will require liaising with various team members to provide the best service to clients.
