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For Companies At a Glance
- Tasks: Review investment and pension cases, providing feedback to partners and paraplanners.
- Company: Join a growing company focused on compliance and exceptional client service.
- Benefits: Enjoy hybrid working with 2 days in the office and competitive pay.
- Why this job: Be part of a supportive team that values integrity and high-quality service.
- Qualifications: A positive attitude, strong communication skills, and attention to detail are essential.
- Other info: Opportunity for professional development and training within a dynamic environment.
The predicted salary is between 45000 - 50000 £ per year.
Due to our clients continued expansion, they are looking to take on a new Compliance Technical Executive in their Weybridge office. You will form part of the Compliance Team and work closely with the Pre-Approval Team, liaising with partner and paraplanners on all matters regarding pre or post sale file reviews. This will be a hybrid working role based in Weybridge (2 days in office).
Main Responsibilities:
- Undertake the review of investment and pension cases requiring pre-sale approval with a view to clear and prompt feedback to Partners and paraplanners.
- Undertake reviews of past business cases as part of a formal past business review, if requested.
- Maintain accurate and consistent records, enhancing them as requested, of pre-sale approval cases, and past business reviews.
- Participate in appropriate company and departmental training, competence and development initiatives.
- Continuously meet the regulator’s Fit & Proper requirements.
- Provide exceptional client service at all times in line with the Company's service excellence programme.
Key skills and personal attributes:
- A positive, friendly service-orientated person with a “can do” attitude who is aware of the important role played by advisers and their staff in providing financial advice.
- An articulate communicator.
- Honesty, integrity and ability to maintain confidentiality.
- Hard working and responsive to the need to deliver a high quality support service.
- Attention to detail and high standards of work.
- Excellent organisation and prioritisation skills.
Compliance Technical Executive - Weybridge employer: Artemis Recruitment Consultants Ltd
Contact Detail:
Artemis Recruitment Consultants Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Technical Executive - Weybridge
✨Tip Number 1
Familiarise yourself with the latest compliance regulations and standards in the financial sector. This knowledge will not only help you during interviews but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work in similar roles. Attend industry events or join relevant online forums to connect with others and gain insights that could give you an edge in your application.
✨Tip Number 3
Prepare for potential interview questions by practising how you would handle specific compliance scenarios. Think about examples from your past experiences where you demonstrated attention to detail and high standards of work.
✨Tip Number 4
Showcase your communication skills by being articulate and clear in all your interactions with the company. Whether it's during a phone call or a video interview, make sure to convey your thoughts confidently and professionally.
We think you need these skills to ace Compliance Technical Executive - Weybridge
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience and skills that align with the responsibilities of a Compliance Technical Executive. Emphasise your attention to detail, communication skills, and any previous compliance-related roles.
Craft a Strong Cover Letter: Write a cover letter that showcases your understanding of the role and the company. Mention specific examples of how your past experiences make you a great fit for the position, particularly in relation to client service and compliance.
Highlight Relevant Qualifications: If you have any qualifications related to compliance or financial services, be sure to mention them. This could include certifications or training that demonstrate your commitment to maintaining high standards in compliance.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. A polished application reflects your attention to detail, which is crucial for a Compliance Technical Executive.
How to prepare for a job interview at Artemis Recruitment Consultants Ltd
✨Understand the Compliance Landscape
Familiarise yourself with the latest regulations and compliance standards relevant to the financial services industry. Being knowledgeable about current compliance issues will demonstrate your commitment and expertise during the interview.
✨Showcase Your Communication Skills
As a Compliance Technical Executive, you'll need to communicate effectively with partners and paraplanners. Prepare examples of how you've successfully communicated complex information in the past, highlighting your articulate nature.
✨Demonstrate Attention to Detail
Prepare to discuss specific instances where your attention to detail has made a significant impact on your work. This role requires high standards, so showcasing your meticulousness will be crucial.
✨Exhibit a Service-Oriented Mindset
Emphasise your 'can do' attitude and how you prioritise client service. Be ready to share examples of how you've gone above and beyond to provide exceptional support in previous roles.
