Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Help ensure compliance and mitigate risks through audits and evaluations.
- Company: Join a growing client focused on regulatory responsibilities and consumer outcomes.
- Benefits: Gain valuable experience in compliance while working in a supportive environment.
- Why this job: Make a real impact by ensuring businesses operate ethically and responsibly.
- Qualifications: No specific experience required; just a passion for compliance and attention to detail.
- Other info: Opportunity to learn from experienced professionals and grow your career in compliance.
The predicted salary is between 36000 - 60000 £ per year.
Our growing client is looking for a Compliance Officer to assist with compliant processes and procedures along with identifying and mitigating risks. Main Responsibilities: Ensure awareness and compliance of regulatory responsibilities and ensuring that the consumer outcomes are at the core focus To provide support to the Compliance Manager by conducting Focused Audits of the activities of individuals and firms where there is evidence of the firm or individual being of a risk to the company To conduct Induction, Monitoring, Investigation Remedial and Exit Visits on Firms using pre-prepared check sheets and any special instructions agreed by the Compliance Manager Accurately recording outcomes on the in-house systems Review client files to confirm suitability, good consumer outcomes and adherence to regulatory and company requirements Identify and require remedial action from members firms where necessary To identify any breaches or misconduct by firms and individuals and report any training/compliance failures to the Compliance Manager To provide feedback and prepare action plans for firms and individuals following any audit and to complete a risk evaluation of everyone within the firm and an over all risk assessment based upon the findings of any audit To provide guidance to firms and individuals in setting up and maintaining good business and compliance practices and p…
Compliance Officer employer: Artemis Recruitment Consultants Ltd
Contact Detail:
Artemis Recruitment Consultants Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Familiarize yourself with the latest regulatory requirements and compliance standards relevant to the industry. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a constantly evolving field.
✨Tip Number 2
Network with professionals in the compliance field. Attend industry events, webinars, or join online forums where you can connect with others who work as Compliance Officers. This can provide valuable insights and potentially lead to job referrals.
✨Tip Number 3
Prepare for situational interview questions by thinking of specific examples from your past experiences where you successfully identified risks or implemented compliance measures. This will showcase your practical skills and problem-solving abilities.
✨Tip Number 4
Research our company culture and values at StudySmarter. Understanding what we stand for will help you align your answers during the interview and show that you are a good fit for our team.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Officer position. Understand the key responsibilities and required skills, as this will help you tailor your application.
Highlight Relevant Experience: In your CV and cover letter, emphasize any previous experience related to compliance, risk management, or regulatory processes. Use specific examples to demonstrate your expertise in these areas.
Showcase Your Skills: Clearly outline your skills that align with the job requirements, such as attention to detail, analytical thinking, and communication abilities. Provide examples of how you've used these skills in past roles.
Tailor Your Cover Letter: Write a personalized cover letter that addresses the specific needs of the company. Mention how your background and skills make you a great fit for the Compliance Officer role and express your enthusiasm for contributing to their team.
How to prepare for a job interview at Artemis Recruitment Consultants Ltd
✨Understand Regulatory Responsibilities
Make sure you have a solid grasp of the regulatory responsibilities relevant to the role. Familiarize yourself with key regulations and compliance frameworks that the company adheres to, as this will demonstrate your commitment and knowledge during the interview.
✨Prepare for Focused Audits Discussion
Be ready to discuss your experience with conducting audits or assessments. Think of specific examples where you identified risks or compliance issues and how you addressed them. This will show your practical understanding of the Compliance Officer's responsibilities.
✨Showcase Your Analytical Skills
Highlight your ability to analyze client files and assess compliance with regulatory requirements. Prepare to discuss any tools or methodologies you use for risk evaluation and how you ensure good consumer outcomes.
✨Demonstrate Communication Skills
As a Compliance Officer, you'll need to provide guidance and feedback to firms and individuals. Be prepared to share examples of how you've effectively communicated compliance requirements or training needs in the past, showcasing your interpersonal skills.
