SECURITIES AND INVESTMENT MANAGER in London

SECURITIES AND INVESTMENT MANAGER in London

London Full-Time 72000 - 108000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead the planning and execution of Singapore's securities business and drive innovative trading strategies.
  • Company: Dynamic financial firm focused on growth and innovation in the securities market.
  • Benefits: Competitive salary, professional development, and a collaborative work environment.
  • Why this job: Shape the future of trading in Singapore and make a real impact in finance.
  • Qualifications: Bachelor's degree in Finance or related field; 8+ years in securities with strong leadership skills.
  • Other info: Join a fast-paced team with opportunities for career advancement and cross-border collaboration.

The predicted salary is between 72000 - 108000 £ per year.

Lead the overall planning and execution of the Singapore securities business, building the licensing framework, organizational structure, and operational model from the ground up. Drive the successful launch of Singapore, U.S. and HK equities trading, and progressively expand into cross-border trading and diversified product lines. Design and implement market entry and growth strategies to achieve key business targets, including revenue, profitability, and AUM growth.

Oversee the product design, localization architecture, and functional development of the Singapore securities trading app, ensuring a balance between user experience and compliance standards. Collaborate closely with the group's product and technology teams to advance AI‐driven, data‐enabled trading innovations. Identify user needs and lead the rapid validation and rollout of new products and services.

Act as the business representative to lead CMS license application and compliance operations while maintaining effective communication with the Monetary Authority of Singapore (MAS). Establish and continuously enhance risk management and internal control frameworks to ensure business stability, transparency, and regulatory adherence. Optimize compliance processes to balance business growth with regulatory efficiency.

Build and lead the local Singapore team with clear goals, defined responsibilities, and a high‐performance, accountability‐driven culture. Foster collaboration across markets and business units to strengthen alignment and efficiency between the Singapore and Hong Kong teams in business development, product innovation, and technology execution.

REQUIREMENT

  • Bachelor's degree or above in Finance, Economics, Business, or a related field; a Master's degree or professional qualifications such as CFA or CPA are preferred.
  • Over 8 years of experience in securities or brokerage business, with a solid understanding of the MAS regulatory framework; prior experience serving as a Representative or other senior managerial position at a licensed brokerage firm in Singapore.
  • 3–5 years of experience in building online brokerage or securities trading app products; familiar with related systems, platforms, and vendors.
  • In-depth knowledge of equity trading and related businesses across the Singapore, Hong Kong, and U.S. markets, including margin financing and U.S. options.
  • Proven experience in business management and P&L ownership, capable of balancing strategic planning and hands‐on execution.
  • Possesses an entrepreneurial mindset and strong sense of ownership, with the ability to drive business growth in challenging, dynamic, and fast‐paced environments.
  • Demonstrates strong strategic vision and a results‐oriented approach, focused on delivering measurable business outcomes. Open‐minded and collaborative, aligns with Noah's corporate culture and values.
  • Fluent in Mandarin Chinese (writing & speaking) to communicate effectively with management team.

SECURITIES AND INVESTMENT MANAGER in London employer: ARK WEALTH MANAGEMENT SINGAPORE PTE. LTD.

As a leading player in the securities and investment sector, our company offers an exceptional work environment in Singapore, where innovation meets compliance. We prioritise employee growth through continuous learning opportunities and foster a collaborative culture that encourages creativity and accountability. With a focus on cutting-edge technology and a commitment to regulatory excellence, we empower our team to drive meaningful change in the financial landscape.
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Contact Detail:

ARK WEALTH MANAGEMENT SINGAPORE PTE. LTD. Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land SECURITIES AND INVESTMENT MANAGER in London

Tip Number 1

Network like a pro! Get out there and connect with industry folks on LinkedIn or at events. We all know that sometimes it’s not just what you know, but who you know that can land you that dream job.

Tip Number 2

Prepare for interviews by researching the company inside out. Understand their products, culture, and recent news. We want to show them that you’re not just another candidate, but someone who genuinely cares about their mission.

Tip Number 3

Practice your pitch! You need to be able to sell yourself in a few sentences. We recommend rehearsing how your experience aligns with the role of Securities and Investment Manager, so you can shine during those crucial moments.

Tip Number 4

Don’t forget to follow up after interviews! A quick thank-you email can go a long way. It shows your enthusiasm and keeps you fresh in their minds. Plus, we love seeing candidates take initiative!

We think you need these skills to ace SECURITIES AND INVESTMENT MANAGER in London

Securities Business Management
Regulatory Compliance
Market Entry Strategy
Product Design and Development
Equity Trading Knowledge
Risk Management Frameworks
Team Leadership
Cross-Border Trading
Data-Enabled Trading Innovations
P&L Ownership
Entrepreneurial Mindset
Strategic Planning
Collaboration Skills
Fluency in Mandarin Chinese

Some tips for your application 🫡

Tailor Your CV: Make sure your CV reflects the specific skills and experiences that match the job description. Highlight your background in securities and investment management, especially any relevant experience with MAS regulations or brokerage firms.

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the role. Mention your entrepreneurial mindset and how you've driven business growth in previous positions, linking it back to the responsibilities outlined in the job description.

Showcase Your Achievements: Quantify your successes where possible. Whether it's revenue growth, AUM increases, or successful product launches, numbers speak volumes. This will help us see the impact you've made in your previous roles.

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows your enthusiasm for joining our team!

How to prepare for a job interview at ARK WEALTH MANAGEMENT SINGAPORE PTE. LTD.

Know Your Stuff

Make sure you have a solid grasp of the Singapore securities market and the MAS regulatory framework. Brush up on your knowledge of equity trading, margin financing, and U.S. options. Being able to discuss these topics confidently will show that you're not just qualified but genuinely interested in the role.

Showcase Your Experience

Prepare specific examples from your past roles that highlight your experience in building online brokerage products and managing P&L. Use the STAR method (Situation, Task, Action, Result) to structure your answers, making it easy for the interviewer to see how your background aligns with their needs.

Demonstrate Leadership Skills

Since this role involves building and leading a team, be ready to discuss your leadership style and how you've fostered a high-performance culture in previous positions. Share examples of how you've set clear goals and driven accountability within your teams.

Align with Company Values

Research Noah's corporate culture and values, and think about how your own work ethic and approach align with theirs. Be prepared to discuss how you can contribute to a collaborative environment and drive business growth while maintaining compliance and risk management standards.

SECURITIES AND INVESTMENT MANAGER in London
ARK WEALTH MANAGEMENT SINGAPORE PTE. LTD.
Location: London
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