At a Glance
- Tasks: Lead compliance for emerging alternative funds and engage with new firms on regulations.
- Company: Exciting start-up making waves in the market.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Other info: Join a team that values innovation and offers a chance to make a real impact.
- Why this job: Shape the future of compliance in a fast-growing industry and work closely with founders.
- Qualifications: 8+ years in compliance, experience with alternative funds, and strong stakeholder engagement skills.
The predicted salary is between 80000 - 120000 € per year.
We are partnering with an exciting start up that are taking market share. They work largely with emerging alternative funds and the business is looking for a head of compliance to take on the SMF16/17.
Responsibilities:
- Leading on engagement with new firms from a regulatory standpoint
- Reviewing and approving marketing material
- Monitoring and advisory, ensuring firms are kept up to date with the latest regulatory change
- Providing compliance training
- FCA returns
At least 8+ years of compliance experience. Must have worked with alternative funds and ideally should have worked in principal firms/regulatory hosting. Excellent stakeholder skills, engaging with founders and CEO's.
UK Compliance Lead - Regulatory Hosting employer: Aria Partners
Join a dynamic start-up that is rapidly gaining traction in the alternative funds sector, where your expertise as a UK Compliance Lead will be highly valued. With a strong emphasis on employee growth and a collaborative work culture, you will have the opportunity to engage directly with founders and CEOs, ensuring that compliance practices are not only met but exceeded. This role offers a unique chance to shape the compliance landscape while working in an innovative environment that prioritises regulatory excellence and professional development.
StudySmarter Expert Advice🤫
We think this is how you could land UK Compliance Lead - Regulatory Hosting
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and regulatory hosting space. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream job.
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of alternative funds and recent regulatory changes. We want you to be the go-to expert when discussing compliance strategies with potential employers!
✨Tip Number 3
Showcase your stakeholder engagement skills! When you’re chatting with founders and CEOs, make sure to highlight your experience in building relationships and how you’ve successfully navigated compliance challenges in the past.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of exciting opportunities waiting for you, and we’re here to support you every step of the way in your job search journey.
We think you need these skills to ace UK Compliance Lead - Regulatory Hosting
Some tips for your application 🫡
Tailor Your CV:Make sure your CV highlights your 8+ years of compliance experience, especially with alternative funds. We want to see how your background aligns with the role, so don’t be shy about showcasing relevant skills and experiences!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the UK Compliance Lead role. Mention your experience with regulatory hosting and how you’ve engaged with stakeholders like founders and CEOs.
Showcase Your Stakeholder Skills:Since this role involves engaging with various stakeholders, make sure to highlight your excellent communication and relationship-building skills in your application. We love seeing examples of how you've successfully navigated these interactions in the past!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our exciting journey!
How to prepare for a job interview at Aria Partners
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulatory changes, especially those affecting alternative funds. Being able to discuss recent developments and how they impact compliance will show that you're not just experienced but also proactive in your field.
✨Engage with Stakeholders
Since the role involves engaging with founders and CEOs, practice articulating your thoughts clearly and confidently. Prepare examples of how you've successfully communicated complex compliance issues to non-compliance professionals in the past.
✨Showcase Your Training Skills
Be ready to discuss your experience in providing compliance training. Think of specific instances where your training made a significant impact on a firm's understanding of regulations. This will highlight your ability to lead and educate others.
✨Prepare for Scenario Questions
Expect questions that put you in hypothetical situations related to compliance challenges. Practise how you would approach these scenarios, focusing on your problem-solving skills and your ability to stay calm under pressure.
