At a Glance
- Tasks: Lead advisory for public markets funds, ensuring compliance and oversight.
- Company: Join Aria Partners, a specialist in compliance, legal, and risk search.
- Benefits: Enjoy a full-time role with opportunities for professional growth.
- Other info: Based in London, this mid-senior level position offers a dynamic work environment.
- Why this job: Make an impact in investment compliance while working with top professionals.
- Qualifications: Advisory experience in UCITS is essential; finance background preferred.
The predicted salary is between 28800 - 43200 £ per year.
Direct message the job poster from Aria Partners
Specialist Compliance, Legal & Risk Search Partner
Reporting to the Head of Compliance this role will be an advisory lead for public markets funds (UCITS).
Key Responsibilities:
- Business advisory to the investment teams (COLL, MiFID, UCITS, MAR)
- Provide oversight to the monitoring team
- Run relationships with ACD
- Third party reviews
- Marketing and financial promotions sign off.
If you have advisory experience in the UCITS space and are interested in this opportunity, please get in touch or apply via the ad!
Seniority level
-
Seniority level
Mid-Senior level
Employment type
-
Employment type
Full-time
Job function
-
Job function
Finance
-
Industries
Investment Management and Financial Services
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Investment Compliance Advisory - UCITS in London employer: Aria Partners
Aria Partners is an excellent employer, offering a dynamic work environment in Greater London that fosters professional growth and collaboration. With a strong emphasis on compliance and regulatory excellence, employees benefit from ongoing training and development opportunities, while the inclusive culture encourages open communication and engagement with industry leaders. Join us to be part of a forward-thinking team dedicated to navigating the complexities of alternative funds and making a meaningful impact in the financial sector.
StudySmarter Expert Advice🤫
We think this is how you could land Investment Compliance Advisory - UCITS in London
✨Tip Number 1
Network with professionals in the investment compliance field, especially those who have experience with UCITS. Attend industry events or webinars where you can meet potential colleagues and learn more about the role.
✨Tip Number 2
Familiarise yourself with the latest regulations and trends in UCITS and public markets funds. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in the field.
✨Tip Number 3
Reach out directly to the job poster at Aria Partners. A well-crafted message expressing your interest and relevant experience can set you apart from other candidates.
✨Tip Number 4
Prepare for potential interview questions by reviewing common scenarios faced in investment compliance. Think of examples from your past experience that showcase your advisory skills and ability to handle compliance challenges.
We think you need these skills to ace Investment Compliance Advisory - UCITS in London
Some tips for your application 🫡
Understand the Role:Before applying, make sure you fully understand the responsibilities of the Investment Compliance Advisory role. Familiarise yourself with UCITS regulations and how they apply to public markets funds.
Tailor Your CV:Highlight your advisory experience in the UCITS space prominently in your CV. Use specific examples that demonstrate your expertise in compliance, oversight, and relationship management within investment teams.
Craft a Compelling Cover Letter:Write a cover letter that connects your background to the key responsibilities outlined in the job description. Emphasise your ability to provide business advisory services and your experience with financial promotions sign-off.
Proofread Your Application:Before submitting, carefully proofread your CV and cover letter for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Aria Partners
✨Understand UCITS Regulations
Make sure you have a solid grasp of the UCITS regulations and how they apply to public markets funds. Be prepared to discuss your experience with COLL, MiFID, and MAR, as these are crucial for the role.
✨Showcase Advisory Experience
Highlight your previous advisory roles, especially those related to investment compliance. Use specific examples to demonstrate how you've successfully guided investment teams in compliance matters.
✨Prepare for Relationship Management Questions
Since this role involves running relationships with ACDs and third-party reviews, be ready to discuss your approach to relationship management. Think of examples where you've built strong partnerships in a compliance context.
✨Discuss Marketing and Financial Promotions
Be prepared to talk about your experience with marketing and financial promotions sign-off. This is an important aspect of the role, so having examples of how you've navigated this process will be beneficial.
