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- Tasks: Lead ESG initiatives and ensure compliance with regulatory changes.
- Company: Join a respected investment management firm with a focus on sustainability.
- Benefits: Competitive salary, full-time role, and opportunities for professional growth.
- Why this job: Make a real impact in the evolving world of compliance and sustainability.
- Qualifications: 4+ years in compliance with strong regulatory knowledge and communication skills.
- Other info: Dynamic team environment with a focus on career advancement.
The predicted salary is between 48000 - 72000 £ per year.
A long standing client who have both AIFMD and MiFID2 obligations are looking to hire a generalist compliance officer with strong regulatory change skills.
Key Responsibilities:
- Take lead of ESG and Sustainability regimes for the compliance team
- Horizon Scanning
- Work closely alongside the Head of Risk to deliver the IFPR obligations
- Assist with adhoc advisory, financial promotions and training amongst other tasks
Key Skills:
- Minimum 4 years of experience in an alternative or traditional asset management compliance
- Strong knowledge of regulations and policy are key to this role (ESG, SFDR, CASS, ICARA)
- Excellent written and verbal communication skills
Seniority level: Mid-Senior level
Employment type: Full-time
Job function: Legal and Finance
Industries: Investment Management and Venture Capital and Private Equity Principals
Compliance Officer - Advisory & Regulatory Change in London employer: Aria Partners
Contact Detail:
Aria Partners Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - Advisory & Regulatory Change in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and regulatory space. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Showcase your expertise! Prepare a portfolio or presentation that highlights your experience with ESG, SFDR, and other relevant regulations. This will set you apart during interviews.
✨Tip Number 3
Practice makes perfect! Conduct mock interviews with friends or mentors to refine your responses, especially around regulatory change scenarios. Confidence is key!
✨Tip Number 4
Apply through our website! We’ve got loads of opportunities that might just be the perfect fit for you. Plus, it’s a great way to ensure your application gets seen by the right people.
We think you need these skills to ace Compliance Officer - Advisory & Regulatory Change in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the key skills and experiences mentioned in the job description. Highlight your regulatory change skills and any relevant compliance experience to show us you’re the right fit for the role.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your background aligns with our needs. Don’t forget to mention your experience with ESG and sustainability regimes!
Showcase Your Communication Skills: Since excellent written and verbal communication skills are crucial, make sure your application is clear and concise. We want to see that you can articulate complex regulatory concepts in an understandable way.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates regarding your application status.
How to prepare for a job interview at Aria Partners
✨Know Your Regulations
Make sure you brush up on key regulations like AIFMD, MiFID2, and ESG frameworks. Being able to discuss these confidently will show that you’re not just familiar with the compliance landscape but also ready to tackle the challenges head-on.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully navigated regulatory changes or led compliance initiatives. This will help demonstrate your hands-on experience and problem-solving skills, which are crucial for this position.
✨Communicate Clearly
Since excellent communication is a must-have for this role, practice articulating complex compliance concepts in simple terms. This will not only showcase your understanding but also your ability to advise others effectively.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's approach to compliance and how they handle regulatory changes. This shows your genuine interest in the role and helps you assess if the company aligns with your career goals.
