At a Glance
- Tasks: Support compliance processes and ensure adherence to regulations in a dynamic hedge fund environment.
- Company: Boutique hedge fund in London with a focus on compliance excellence.
- Benefits: Competitive salary, professional growth opportunities, and a collaborative team culture.
- Other info: Full-time position with potential for career advancement in investment management.
- Why this job: Join a leading hedge fund and make a difference in compliance practices.
- Qualifications: 3-7 years of trade compliance experience; knowledge of SMCR and US SEC is a plus.
The predicted salary is between 50000 - 70000 € per year.
We are partnered with a boutique hedge fund in London and the SMF16/17 holder is an experienced professional looking for a compliance associate with 3‑7 years of experience.
Key Qualifications
- Strong trade compliance experience
- Core compliance (Gifts, PA Dealing, SMCR)
- US SEC exposure (desired but not essential)
Position Details
- Seniority level: Associate
- Employment type: Full‑time
- Job function: Finance
- Industry: Investment Management
Compliance Associate - Hedge Fund in London employer: Aria Partners
Join a dynamic boutique hedge fund in London, where we prioritise a collaborative work culture that fosters professional growth and development. As a Compliance Associate, you will benefit from competitive remuneration, comprehensive training programmes, and the opportunity to work alongside seasoned professionals in the investment management industry, all while enjoying the vibrant atmosphere of one of the world's financial capitals.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Associate - Hedge Fund in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance industry, especially those in compliance roles. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your trade compliance knowledge. Be ready to discuss real-life scenarios and how you've handled compliance challenges in the past. We want to see your expertise shine!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace Compliance Associate - Hedge Fund in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV highlights your trade compliance experience and any relevant qualifications. We want to see how your background aligns with the role, so don’t be shy about showcasing your skills!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Compliance Associate position. Share specific examples of your experience in compliance and how it relates to the hedge fund industry.
Showcase Your Knowledge:If you have exposure to US SEC regulations or other compliance frameworks, make sure to mention it! We love candidates who are knowledgeable and can bring that expertise to our team.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at Aria Partners
✨Know Your Compliance Basics
Make sure you brush up on your core compliance knowledge, especially around gifts, personal account dealing, and the Senior Managers and Certification Regime (SMCR). Being able to discuss these topics confidently will show that you’re well-prepared and understand the key aspects of the role.
✨Showcase Your Trade Compliance Experience
Prepare specific examples from your past roles where you successfully navigated trade compliance issues. This could include how you handled regulatory changes or ensured adherence to compliance protocols. Real-life scenarios will help demonstrate your expertise and problem-solving skills.
✨Research the Hedge Fund Landscape
Familiarise yourself with the hedge fund industry, particularly the boutique firms in London. Understanding their unique challenges and regulatory environment will allow you to speak knowledgeably about how you can contribute to their compliance efforts.
✨Ask Insightful Questions
Prepare thoughtful questions to ask during the interview. Inquire about the firm’s approach to compliance, any recent regulatory changes they’ve faced, or how they measure success in the compliance department. This shows your genuine interest in the role and helps you assess if it’s the right fit for you.
