At a Glance
- Tasks: Support the compliance manager with regulatory updates and training delivery to the wealth business.
- Company: Join a dynamic team focused on compliance within the wealth management sector.
- Benefits: Opportunity to work in a fast-paced environment with a focus on professional development.
- Other info: CISI, ICA or similar diplomas are desirable.
- Why this job: Ideal for those with a passion for compliance in wealth management.
- Qualifications: Minimum 4 years of compliance experience, preferably in wealth management or private banking.
The predicted salary is between 50000 - 60000 £ per year.
Supporting the compliance manager and SMF16 holder with all aspects of providing advice to the wealth business.
- Regulatory updates and policy amendments.
- Complaints advisory.
- Training delivery to the business.
Qualifications:
- Minimum 4 years of compliance, preferable in a wealth manager or private bank.
- Compliance generalist or advisory experience highly desirable.
- Strong written communication skills will be key with high attention to detail.
- CISI, ICA or similar diplomas would be of interest.
- Ability to work in a fast-paced environment.
Compliance Officer - Wealth employer: Aria Partners
This role is based in a leading wealth management firm that values compliance excellence. The team is dedicated to providing top-notch advisory services and regulatory support. Employees benefit from ongoing training and a collaborative work environment.
We think you need these skills to ace Compliance Officer - Wealth
Compliance Knowledge
Regulatory Updates
Policy Amendments
Advisory Skills
Training Delivery
Written Communication Skills
Attention to Detail
