Compliance Officer - Advisory & Regulatory Change

Compliance Officer – Advisory & Regulatory Change

A long standing client who have both AIFMD and MiFID2 obligations are looking to hire a generalist compliance officer with strong regulatory change skills.

Key Responsibilities:

• Take lead of ESG and Sustainability regimes for the compliance team
• Horizon Scanning
• Work closely alongside the Head of Risk to deliver the IFPR obligations
• Assist with adhoc advisory, financial promotions and training amongst other tasks

Key Skills:

• Minimum 4 years of experience in an alternative or traditional asset management compliance
• Strong knowledge of regulations and policy are key to this role (ESG, SFDR, CASS, ICARA)
• Excellent written and verbal communication skills

Seniority level

Mid-Senior level

Employment type

Full-time

Job function

Legal and Finance

Industries

Investment Management and Venture Capital and Private Equity Principals

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