Compliance Director - Wealth & Banking (FTC)

Compliance Director - Wealth & Banking (FTC)

Temporary 81000 - 99000 £ / year (est.) No working from home possible
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At a Glance

  • Tasks: Support compliance leadership and lead projects in a dynamic banking environment.
  • Company: Respected private bank/wealth manager with a strong reputation.
  • Benefits: Long-term fixed contract with competitive pay and professional growth.
  • Other info: Opportunity to step into leadership roles and drive important projects.
  • Why this job: Make a real impact in compliance and financial crime prevention.
  • Qualifications: Experience in regulatory frameworks and financial crime in wealth management.

The predicted salary is between 81000 - 99000 £ per year.

A respected private bank/wealth manager are looking to hire a long term fixed contract.

This person would ideally have both regulatory and financial crime experience in the wealth space whilst also holding good knowledge around lending and banking frameworks and regulatory requirements.

Key Responsibilities:

  • Provide high quality support to the Head of Compliance/Head of Financial Crime
  • Act as a deputy that can step into to lead on projects and workstreams where required.
  • Advise on FCA and PRA regulatory regimes (CONC, MCOBS, BCOBS etc)

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Compliance Director - Wealth & Banking (FTC) employer: Aria Partners

Aria Partners is an exceptional employer, offering a dynamic work environment in the heart of London that fosters professional growth and collaboration. With a strong emphasis on employee development, you will have access to valuable training opportunities and the chance to engage with senior stakeholders, enhancing your career trajectory. The hybrid working model promotes a healthy work-life balance, while competitive salary packages and benefits ensure that your contributions are well rewarded.

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Contact Details:

Aria Partners Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Compliance Director - Wealth & Banking (FTC)

Dive into Industry Groups

Join compliance and risk management groups on platforms like LinkedIn and Facebook. These communities often share temp job postings and insights. You’d be surprised at how many temporary gigs float around through word of mouth!

Showcase Your Expertise

Consider creating content on compliance topics that get you noticed—think LinkedIn articles or even a blog. This not only shows off your knowledge but can grab the attention of companies like Aria Partners when they’re searching for someone to fill a temporary position.

Tap into Recruitment Agencies

Reach out to recruitment agencies that specialise in compliance and risk roles. They’re usually in touch with companies looking to fill temporary roles, which can save us a lot of time in our job search.

Go Local with Networking

Attend local compliance and risk seminars or workshops. Meeting professionals in our area can open up temp opportunities, and it’s a great way to make your face known in the industry—plus, you might even meet someone from Aria Partners!

We think you need these skills to ace Compliance Director - Wealth & Banking (FTC)

Regulatory Knowledge
Financial Crime Experience
Wealth Management Expertise
Lending Frameworks
Banking Frameworks
FCA Regulatory Regimes
PRA Regulatory Regimes

Some tips for your application 🫡

Show Your Compliance Know-How:When you’re applying for a compliance-risk role like Compliance Director - Wealth & Banking (FTC), make sure to highlight your understanding of industry regulations and risk management principles. Mention any relevant coursework, certifications, or projects that showcase your expertise in these areas—it's what sets you apart!

Highlight Your Analytical Skills:In the compliance-risk field, strong analytical skills are essential. Talk about your experiences that required critical thinking and data analysis, whether in past roles, internships, or academic projects. Show us how you've identified risks and implemented solutions in the past.

Tailor Your CV for the Temporary Role:Since this is a temporary role, focus on your availability and flexibility in your CV. Highlight any previous short-term roles or projects that demonstrate your ability to adapt quickly and deliver results in a fast-paced environment. This helps employers see you as an easy fit in their team!

A Concise Cover Letter is Key:Keep your cover letter short and focused! Explain why you're interested in the compliance-risk area specifically for this temporary position at Aria Partners. Mention what you hope to learn and achieve, showing your enthusiasm and motivation to contribute positively during your time there.

How to prepare for a job interview at Aria Partners

Know Your Compliance Basics

Make sure you're clued up on the key compliance and risk regulations pertinent to the industry you're applying to. Understanding frameworks like GDPR or AML will not only impress but also show that you’re ready to hit the ground running in your temporary role at Aria Partners.

Prepare for Scenarios

Expect scenario-based questions that test your problem-solving skills. They might ask how you'd handle a specific compliance issue. Think through real situations you’ve encountered in past roles or study hypothetical cases to showcase your analytical skills and practical judgement during the interview.

Highlight Your Adaptability

Since this is a temporary position, emphasise your ability to adapt quickly to new environments and team dynamics. Share examples of how you’ve successfully adjusted to changes in past roles and how this flexibility can benefit Aria Partners in the short term.

Gather Your Technical Tools

Familiarise yourself with commonly used compliance tools or software, as they might come up in the interview. If you've used tools for risk assessments or compliance tracking, mention those and be ready to discuss how they can streamline processes at Aria Partners.