Business Compliance Associate
Business Compliance Associate

Business Compliance Associate

London Full-Time 43200 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Join our team as a Business Compliance Associate, ensuring adherence to regulations and ethical standards.
  • Company: Be part of a leading international private equity fund with a strong market performance.
  • Benefits: Enjoy competitive perks and the chance to work in a dynamic environment.
  • Why this job: This role offers growth opportunities and the chance to make a real impact in finance.
  • Qualifications: You need 2-3 years of compliance experience, ideally in VC or PE, with marketing compliance knowledge.
  • Other info: Experience in due diligence or financial crime is a plus for this well-rounded position.

The predicted salary is between 43200 - 72000 £ per year.

We are working with an international private equity fund who are looking to grow their team and have performed incredibly well in markets that other firms have found challenging.

Key Skills:

  • Minimum 2-3 years of compliance experience in a fund/asset manager
  • Ideally from a VC or PE background (will also consider general alternatives and public asset managers)
  • Must have marketing/financial promotion or code of ethics compliance experience
  • Ideally would also have some due diligence or financial crime exposure as part of a well-rounded generalist role

Business Compliance Associate employer: Aria Partners

As a Business Compliance Associate with our esteemed international private equity fund, you will thrive in a dynamic environment that champions innovation and resilience in challenging markets. Our company prides itself on fostering a collaborative work culture that prioritises employee growth through continuous learning opportunities and mentorship. Located in a vibrant city, we offer competitive benefits and a unique chance to be part of a forward-thinking team that values integrity and excellence in compliance.
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Contact Detail:

Aria Partners Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Business Compliance Associate

✨Tip Number 1

Network with professionals in the private equity and venture capital sectors. Attend industry events or webinars to connect with people who can provide insights into the compliance landscape and potentially refer you to opportunities.

✨Tip Number 2

Stay updated on the latest compliance regulations and trends within the fund management industry. This knowledge will not only help you in interviews but also demonstrate your commitment to the field.

✨Tip Number 3

Consider reaching out to current or former employees of the firm you're applying to. They can offer valuable insights about the company culture and expectations, which can help you tailor your approach during the interview process.

✨Tip Number 4

Prepare specific examples from your previous experience that highlight your compliance skills, particularly in marketing/financial promotions and code of ethics. Being able to discuss these in detail will set you apart from other candidates.

We think you need these skills to ace Business Compliance Associate

Compliance Experience
Knowledge of Fund Management
Understanding of Private Equity and Venture Capital
Financial Promotions Compliance
Code of Ethics Compliance
Due Diligence Skills
Financial Crime Awareness
Regulatory Knowledge
Risk Assessment
Attention to Detail
Analytical Skills
Communication Skills
Problem-Solving Skills
Team Collaboration
Adaptability

Some tips for your application 🫡

Highlight Relevant Experience: Make sure to emphasise your 2-3 years of compliance experience, particularly in fund or asset management. If you have a background in venture capital or private equity, showcase that prominently.

Showcase Compliance Skills: Detail your experience with marketing/financial promotions and code of ethics compliance. Use specific examples to demonstrate how you've successfully navigated these areas in previous roles.

Include Due Diligence and Financial Crime Exposure: If you have any experience related to due diligence or financial crime, be sure to mention it. This will help present you as a well-rounded candidate for the role.

Tailor Your CV and Cover Letter: Customise your CV and cover letter to align with the job description. Use keywords from the job posting to ensure your application stands out and clearly shows you meet the requirements.

How to prepare for a job interview at Aria Partners

✨Showcase Your Compliance Experience

Make sure to highlight your 2-3 years of compliance experience, especially if it’s within a fund or asset management context. Be prepared to discuss specific examples of how you've navigated compliance challenges in previous roles.

✨Demonstrate Industry Knowledge

Familiarise yourself with the private equity and venture capital sectors. Understanding the nuances of these industries will show that you’re not just qualified but also genuinely interested in the field.

✨Prepare for Ethical Scenarios

Since marketing/financial promotion and code of ethics compliance are crucial, think of scenarios where you had to make tough ethical decisions. Be ready to explain your thought process and the outcomes.

✨Discuss Due Diligence and Financial Crime Exposure

If you have any experience with due diligence or financial crime, be sure to bring it up. Prepare to discuss how this experience has shaped your understanding of compliance and risk management.

Business Compliance Associate
Aria Partners
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