Ares Management seeks a Senior Associate/AVP in its Compliance function to lead marketing material reviews and oversee regulatory matters across UK/EU/US frameworks. The role collaborates with Investor Relations and Regulatory teams to ensure compliant communications for institutional and wealth clients.
The candidate will provide SME guidance on SEC, ESMA, FINRA rules, monitor submissions, and help refine policies to adapt to evolving regulations. Strong English-language proficiency required.
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The candidate will provide SME guidance on SEC, ESMA, FINRA rules, monitor submissions, and help refine policies to adapt to evolving regulations. Strong English-language proficiency required.
#J-18808-Ljbffr
Senior Global Compliance Marketing Specialist in London employer: aresmgmt
Ares Management is an exceptional employer, offering a dynamic and collaborative work environment in the heart of London. With a strong focus on employee growth and development, Ares provides ample opportunities for professional advancement while fostering a culture of teamwork and innovation. Employees benefit from being part of a leading global asset manager, where they can engage with industry experts and contribute to impactful investment strategies.
