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- Tasks: Manage conflicts checks, approve NDAs, and maintain compliance policies.
- Company: Leading investment management firm in Greater London with a focus on compliance.
- Benefits: Dynamic work environment with opportunities for professional growth.
- Why this job: Join a team that values regulatory compliance and relationship building.
- Qualifications: 4-8 years of compliance experience and a Bachelor's Degree required.
- Other info: Strong interpersonal skills and Bloomberg knowledge are essential.
The predicted salary is between 43200 - 72000 £ per year.
A leading investment management firm in Greater London seeks an Associate for its Compliance team. Responsibilities include managing conflicts checks, approving NDAs, and maintaining compliance policies.
The successful candidate will have 4-8 years of relevant experience in compliance or conflicts management and a Bachelor's Degree. Strong interpersonal skills and knowledge of Bloomberg are essential.
This role provides opportunities to work in a dynamic environment focusing on regulatory compliance and relationship building.
Control Room Compliance Associate: Conflicts & Trade Surveillance in London employer: Ares Management
Contact Detail:
Ares Management Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Control Room Compliance Associate: Conflicts & Trade Surveillance in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment management sector and let them know you're on the lookout for opportunities. A friendly chat can lead to insider info about roles that might not even be advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of compliance regulations and trade surveillance. We recommend doing mock interviews with friends or using online platforms to get comfortable discussing your experience and skills.
✨Tip Number 3
Showcase your interpersonal skills! During interviews, highlight examples of how you've built relationships in previous roles. This is key in compliance, so make sure you demonstrate your ability to communicate effectively.
✨Tip Number 4
Don't forget to apply through our website! We have a range of resources to help you land that Compliance Associate role. Plus, applying directly shows your enthusiasm and commitment to joining our team.
We think you need these skills to ace Control Room Compliance Associate: Conflicts & Trade Surveillance in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in compliance or conflicts management. We want to see how your background aligns with the role, so don’t be shy about showcasing your skills and achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your interpersonal skills can contribute to our team. Let us know what excites you about working in a dynamic environment like ours.
Showcase Your Knowledge of Bloomberg: Since knowledge of Bloomberg is essential for this role, make sure to mention any relevant experience you have with the platform. We love seeing candidates who are already familiar with the tools we use!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen on joining our team!
How to prepare for a job interview at Ares Management
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance regulations and conflicts management. Familiarise yourself with the specific policies relevant to the investment management sector, as this will show that you're serious about the role and understand its importance.
✨Show Off Your Interpersonal Skills
Since strong interpersonal skills are a must for this position, think of examples from your past experiences where you've successfully built relationships or resolved conflicts. Be ready to discuss how you can apply these skills in a compliance context.
✨Get Comfortable with Bloomberg
If you’re not already familiar with Bloomberg, take some time to learn the basics. Understanding how to navigate the platform will give you an edge, especially when discussing trade surveillance and compliance monitoring during the interview.
✨Prepare Questions About the Role
Have a few thoughtful questions ready about the Compliance team’s current challenges or how they handle conflicts checks. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.
