At a Glance
- Tasks: Lead compliance initiatives and provide regulatory guidance in a fast-paced financial environment.
- Company: Join Archax, a pioneering firm in digital capital markets and blockchain technology.
- Benefits: Enjoy competitive salary, 25 days holiday, private medical insurance, and career development opportunities.
- Other info: Collaborative culture that values diversity and encourages personal growth.
- Why this job: Make a real impact in the evolving world of regulated digital assets and tokenisation.
- Qualifications: 5-7 years in regulatory roles, strong communication skills, and a passion for financial innovation.
The predicted salary is between 72000 - 88000 £ per year.
*** This is an office based role, you must be able to commute to and work in the City of London as a norm 5 days per week***
About us
Archax is an FCA/CNMV-regulated Multi-lateral Trading Facility (MTF) operating a trading and primary platform for professional and institutional clients.
Our vision is to develop a truly digital capital market ecosystem that connects traditional market infrastructure with blockchain and DLT technologies.
The role
This is a high-impact leadership position with significant exposure to senior management, regulators and strategic business initiatives.
You will act as a trusted adviser across the Company, providing clear and practical regulatory and AML/CTF/Financial Crime guidance, while helping Archax maintain the highest standards of regulatory compliance.
You will also lead our Financial Promotions function and provide regulatory leadership across selected strategic and special product initiatives.
This is an opportunity to build a career at the forefront of one of the fastest-evolving sectors in global finance:
- Work at the forefront of regulated digital assets and tokenised capital markets.
- Direct exposure to FCA engagement and international regulatory projects.
- Real influence over business strategy and product development.
- Collaborative, entrepreneurial culture where ideas are encouraged.
Regulatory Leadership
- Act as one of the Company’s principal AML/CTF advisers, providing commercially focused compliance guidance across the business requirements and support the continued implementation of AML/KYC/Financial Crime systems and controls.
- Act as the primary point of contact for regulatory questions across the business.
- Advise senior management on key regulatory issues, feeding into the Executive Committee’s (Ex Co) strategic decision-making with insights on the global and domestic regulatory landscape.
- Lead engagement with the FCA and other regulatory authorities, ensuring effective communication and compliance.
- Oversee the company’s adherence to regulatory frameworks, particularly with regard to the functioning of the Multilateral Trading Facility (MTF), and ensure a compliance-driven culture throughout the Company.
- Interpret and provide guidance on emerging regulatory issues and trends, ensuring that Archax remains compliant with both existing and upcoming regulations.
- Support international projects, manage regulatory applications, and engage with foreign regulators as necessary to support global expansion.
- Continuously monitor and assess regulatory developments that impact the Company’s operations.
Financial Promotions Leadership
- Lead and manage the Financial Promotions Team, including overseeing team performance and development.
- Oversee regulatory interactions with the FCA specific to financial promotions, ensuring clear communication and compliance.
- Ensure the smooth operation of the s.21 approval service, focusing on client satisfaction and regulatory adherence.
Special Products Management
- Collaborate with cross-functional teams to define the scope, objectives, and deliverables for special projects.
- Drive project success by ensuring timely delivery within scope and budget, while fostering innovation and enhancing Archax's product offerings.
- Work with senior leadership to continuously assess and reprioritise initiatives in line with Archax’s evolving strategic objectives.
About You
We are looking for an experienced regulatory and AML/CTF/Financial Crime professional who combines strong technical expertise with commercial awareness, sound judgement and the ability to influence at all levels.
You should be comfortable engaging with regulators and senior stakeholders and be naturally curious, with an interest in digital assets, tokenisation and financial market innovation.
We are look for individuals who are self-motivated and comfortable taking ownership in a fast-moving environment.
Knowledge and Experience Required
- At least 5-7 years relevant experience, preferably gained in financial services or regulatory environment;
- Knowledge of FCA Regulations and JMLSG Guidance.
- Energetic personality with the drive to effect change and develop relationships across all levels of the Company;
- Strong written and verbal communication skills;
- Strong organisational skills and following up on agenda items;
- Strong analytical skills including problem solving and solution-orientated thinking;
- Able to use initiative, work unsupervised and comfortable taking responsibility;
- Degree or relevant industry qualifications – desirable.
- Company pension scheme;
- 25 days holiday, increasing by one day each year up to 30 days;
- The chance to be part of an entrepreneurial, exciting, fast-growing, and future thinking company;
- Opportunities to attend events and represent the Archax and its vision;
- Encouragement and support in your personal career development and industry knowledge.
What Archax has to offer
- A chance to work in a collaborative, entrepreneurial culture where ideas are encouraged, working at the forefront of regulated digital assets and tokenisation projects.
- Direct exposure and engagement with international regulators and a chance to impact some interesting regulatory projects.
- Real influence over business strategy and product development.
- A competitive salary and benefits package, including private medical insurance, pension, life assurance and access to CPD and professional qualifications, conferences and ongoing career development.
Archax is an equal opportunities employer and places a high value on diversity and inclusion. We do not discriminate based on any attribute.
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Senior Compliance Manager in London employer: Archax
Archax is an exceptional employer located in the heart of the City of London, offering a dynamic work culture that fosters innovation and collaboration. Employees benefit from comprehensive professional development opportunities, competitive remuneration, and the chance to make a significant impact in the rapidly evolving digital assets space. Join us to be part of a forward-thinking team that values compliance and strategic growth in a supportive environment.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Manager in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Archax looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Compliance Manager in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Archax. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Archax
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Archax’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
