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- Tasks: Shape and enhance the compliance framework while ensuring adherence to regulations.
- Company: Dynamic hedge fund with a strong focus on commodities markets.
- Benefits: Competitive salary, annual bonus, and comprehensive health benefits.
- Why this job: Make a real impact in compliance and drive a culture of integrity.
- Qualifications: Experience in compliance within investment management or hedge funds.
- Other info: Opportunity for career growth in a fast-paced environment.
The predicted salary is between 36000 - 60000 £ per year.
Our client is a successful and growing hedge fund that leverages deep and established expertise in the commodities markets to deliver enviable returns for its investors. In line with continued growth, we are now looking for a compliance officer to take on a broad and varied role and report to the General Counsel, who is also SMF16/17 for the organisation. The successful candidate will perform a role with real scope and visibility, developing the compliance function from risk assessment to execution and taking a lead role in both developing and operating the compliance programme as a whole.
Responsibilities
- Shaping the current and future compliance framework of the business, including compliance board reporting and designing risk assessments;
- Maintaining and improving the compliance monitoring programme, harnessing appropriate solutions in the RegTech / AI arena, as and when necessary;
- Taking a lead on marketing compliance matters, including materials, publications and cross-border registrations and/or licences;
- Training employees in the area of compliance and encouraging a strong culture of compliance within the fund, ensuring adherence to policy and addressing any breaches;
- Dealing with all necessary regulatory reporting to bodies like the FCA and SEC, as well as shaping the organisation's response to regulatory change and future best practice.
Qualifications
This role would suit a candidate with demonstrable compliance experience from the investment management arena, and more specifically, another hedge fund.
Benefits
The successful candidate will receive a very competitive base salary along with an annual discretionary bonus and benefits (medical, dental etc.).
How to apply
For more information, please contact: matt@aysearch.com 07900 692209 OR celene@aysearch.com 07944 390723. Due to a high volume of applications, we will only respond to those we deem suitable for the role. To keep up to date with Arbuthnot Yon and our latest job postings, please go on to our Company LinkedIn page and click 'follow'.
Compliance Officer in London employer: Arbuthnot Yon
Contact Detail:
Arbuthnot Yon Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and hedge fund sectors. We all know that sometimes it’s not just what you know, but who you know. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by researching the company and its compliance practices. We want you to show off your knowledge about their operations and how you can contribute to their compliance framework. Tailor your answers to reflect their values and needs.
✨Tip Number 3
Practice makes perfect! Conduct mock interviews with friends or mentors. We can’t stress enough how important it is to articulate your experience and skills confidently. The more you practice, the more comfortable you’ll feel when it’s time to shine.
✨Tip Number 4
Don’t forget to follow up after interviews! A simple thank-you email can go a long way. We recommend reiterating your interest in the role and mentioning something specific from the interview to keep you fresh in their minds. Plus, it shows your enthusiasm!
We think you need these skills to ace Compliance Officer in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your relevant experience in compliance, especially within the investment management sector. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team. Keep it concise but impactful – we love a good story!
Showcase Your Compliance Knowledge: In your application, don’t forget to mention any specific compliance frameworks or regulations you’re familiar with, especially those related to hedge funds. This shows us you know your stuff and are ready to hit the ground running!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications better and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at Arbuthnot Yon
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulations and compliance frameworks relevant to hedge funds. Familiarise yourself with the FCA and SEC requirements, as well as any recent changes in the law that could impact the role.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully implemented compliance programmes or handled regulatory reporting. This will demonstrate your hands-on experience and ability to contribute to their compliance function.
✨Understand the Company Culture
Research the hedge fund's values and culture. Be ready to discuss how you can foster a strong culture of compliance within the organisation and how your approach aligns with their goals.
✨Ask Insightful Questions
Prepare thoughtful questions about the compliance challenges the company faces and how they envision the compliance function evolving. This shows your genuine interest in the role and helps you assess if it's the right fit for you.
