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- Tasks: Join a dynamic team to ensure compliance and shape policies in a thriving hedge fund.
- Company: Established hedge fund in Mayfair with a strong growth trajectory.
- Benefits: Competitive salary, annual bonus, and flexible working hours.
- Why this job: Be part of an exciting period of growth and make a real impact.
- Qualifications: 1 year of experience in compliance or legal roles preferred.
- Other info: Great opportunity for career development in a supportive environment.
The predicted salary is between 36000 - 60000 £ per year.
An established, successful event-driven and macro hedge fund, regulated by FCA and SEC, is now looking for a Compliance Analyst to join their Legal and Compliance team, based in their London, Mayfair headquarters. This is a new role in response to growth – just last year the business performed excellently again, so it’s an exciting period for this team and a great time to join.
You will report directly to the General Counsel and Chief Compliance Officer for the business and perform a broad role encompassing most areas of the compliance framework, and cover some legal responsibilities too. The responsibilities include, but are not limited to:
- Investigating potential compliance issues for new business projects, including new funds and business lines;
- Contributing to amendments of the compliance manual and helping shape future policies and procedures;
- Helping prepare the firm with FCA and SEC filings and quarterly/annual reviews, respectively;
- Assisting across a broad range of topics, such as SM&CR, surveillance and monitoring, marketing rules and sanctions;
- Working in a legal capacity (if desired) by negotiating/amending a wide scope of agreements such as NDAs, third-party marketing agreements, research agreements, IMAs etc.
What skills are we looking for? Ideally, 1 year of prior experience in a compliance/legal role in a hedge fund, asset manager or other business in the alternative assets space; a strong, prior academic background, ideally to undergraduate level.
A competitive base salary is on offer, along with an annual discretionary bonus and benefits (medical, dental etc.). This role is full time in their Mayfair office, but our client does offer some flexibility around working hours as and when needed.
Compliance Analyst in London employer: Arbuthnot Yon
Contact Detail:
Arbuthnot Yon Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst in London
✨Tip Number 1
Network like a pro! Reach out to people in the compliance and legal fields, especially those working in hedge funds. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA and SEC regulations. Show us you know your stuff and can handle the compliance challenges that come with the role.
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your values and career goals. We recommend checking out our website for tailored opportunities that fit your skills and aspirations.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind and show your enthusiasm for the role. It’s a small gesture that can make a big difference.
We think you need these skills to ace Compliance Analyst in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Analyst role. Highlight any relevant experience in compliance or legal roles, especially in hedge funds or asset management. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're excited about this role and how you can contribute to our team. Be sure to mention specific skills that match the job description – we love seeing that connection!
Showcase Your Skills: In your application, don’t forget to showcase your analytical skills and attention to detail. These are crucial for a Compliance Analyst. We want to know how you've tackled compliance issues in the past and what strategies you've used to ensure adherence to regulations.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications better and ensures you’re considered for the role. Plus, it’s super easy – just follow the prompts!
How to prepare for a job interview at Arbuthnot Yon
✨Know Your Compliance Stuff
Make sure you brush up on the latest compliance regulations, especially those related to FCA and SEC. Familiarise yourself with the compliance framework of hedge funds and be ready to discuss how your previous experience aligns with the responsibilities of the role.
✨Showcase Your Analytical Skills
Prepare examples of how you've investigated compliance issues in the past. Be ready to explain your thought process and the steps you took to resolve any challenges. This will demonstrate your analytical skills and your ability to contribute to the firm's compliance manual.
✨Understand the Business
Research the hedge fund's recent performance and any new business projects they might be involved in. Showing that you understand their growth and how compliance plays a role in it will impress the interviewers and show your genuine interest in the position.
✨Be Ready for Legal Discussions
If you're interested in the legal aspects of the role, prepare to discuss your experience with negotiating agreements like NDAs or marketing agreements. Highlight any relevant legal knowledge you have, as this could set you apart from other candidates.