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- Tasks: Shape and enhance compliance frameworks while leading regulatory reporting and training initiatives.
- Company: Dynamic hedge fund with a strong focus on commodities markets and investor returns.
- Benefits: Competitive salary, annual bonus, and comprehensive health benefits.
- Why this job: Make a real impact in compliance and shape the future of a growing hedge fund.
- Qualifications: Experience in compliance within investment management, preferably in hedge funds.
- Other info: Opportunity for career growth in a fast-paced, innovative environment.
The predicted salary is between 43200 - 72000 £ per year.
Our client is a successful and growing hedge fund that leverages deep and established expertise in the commodities markets to deliver enviable returns for its investors. In line with continued growth, we are now looking for a compliance officer to take on a broad and varied role and report to the General Counsel, who is also SMF16/17 for the organisation. The successful candidate will perform a role with real scope and visibility, developing the compliance function from risk assessment to execution and taking a lead role in both developing and operating the compliance programme as a whole.
The role will encompass, but is not limited to:
- Shaping the current and future compliance framework of the business, including compliance board reporting and designing risk assessments;
- Maintaining and improving the compliance monitoring programme, harnessing appropriate solutions in the RegTech / AI arena, as and when necessary;
- Taking a lead on marketing compliance matters, including materials, publications and cross-border registrations and/or licences;
- Training employees in the area of compliance and encouraging a strong culture of compliance within the fund, ensuring adherence to policy and addressing any breaches;
- Dealing with all necessary regulatory reporting to bodies like the FCA and SEC, as well as shaping the organisation’s response to regulatory change and future best practice.
This role would suit a candidate with demonstrable compliance experience from the investment management arena, and more specifically, another hedge fund. The successful candidate will receive a very competitive base salary along with an annual discretionary bonus and benefits (medical, dental etc.).
Due to a high volume of applications, we will only respond to those we deem suitable for the role.
Compliance Officer in City of London employer: Arbuthnot Yon
Contact Detail:
Arbuthnot Yon Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and hedge fund sectors. We all know that sometimes it’s not just what you know, but who you know that can get you in the door.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulatory frameworks and compliance best practices. We want you to be able to discuss how you can shape and improve compliance functions with confidence!
✨Tip Number 3
Showcase your experience! Be ready to share specific examples of how you've developed compliance programmes or handled regulatory reporting. We love hearing about real-life scenarios that demonstrate your skills.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we’re always on the lookout for passionate candidates who are eager to make a difference in the compliance space.
We think you need these skills to ace Compliance Officer in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your relevant experience in compliance, especially within the investment management sector. We want to see how your skills align with the job description!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention specific experiences that relate to shaping compliance frameworks and training employees, as these are key aspects of the job.
Showcase Your Regulatory Knowledge: Since this role involves dealing with regulatory bodies like the FCA and SEC, make sure to showcase your knowledge in your application. We love candidates who can demonstrate their understanding of compliance regulations and best practices.
Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re serious about joining our team!
How to prepare for a job interview at Arbuthnot Yon
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulations and compliance frameworks relevant to hedge funds. Familiarise yourself with the FCA and SEC requirements, as well as any recent changes in the law. This will show that you're not just knowledgeable but also proactive about staying updated.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully implemented compliance programmes or handled regulatory reporting. Use the STAR method (Situation, Task, Action, Result) to structure your answers, making it easy for the interviewer to see your impact.
✨Demonstrate Your Training Skills
Since training employees is a key part of the role, think of ways you've previously encouraged a culture of compliance. Be ready to discuss how you would approach training sessions and what methods you’d use to engage staff effectively.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance challenges and future goals. This not only shows your interest in the role but also gives you a chance to demonstrate your strategic thinking and understanding of the compliance landscape.
