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- Tasks: Investigate compliance issues and contribute to policy development in a dynamic hedge fund environment.
- Company: Established hedge fund with a strong track record and exciting growth opportunities.
- Benefits: Competitive salary, annual bonus, and flexible working hours.
- Why this job: Join a thriving team and make a real impact on compliance and legal frameworks.
- Qualifications: 1 year of experience in compliance/legal roles and a strong academic background.
- Other info: Full-time role based in Mayfair with excellent career progression potential.
The predicted salary is between 36000 - 60000 £ per year.
An established, successful event-driven and macro hedge fund, regulated by FCA and SEC, is now looking for a Compliance Analyst to join their Legal and Compliance team, based in their London, Mayfair headquarters. This is a new role in response to growth – just last year the business performed excellently again, so it’s an exciting period for this team and a great time to join.
You will report directly to the General Counsel and Chief Compliance Officer for the business and perform a broad role encompassing most areas of the compliance framework, and cover some legal responsibilities too. The responsibilities include, but are not limited to:
- Investigating potential compliance issues for new business projects, including new funds and business lines;
- Contributing to amendments of the compliance manual and helping shape future policies and procedures;
- Helping prepare the firm with FCA and SEC filings and quarterly/annual reviews, respectively;
- Assisting across a broad range of topics, such as SM&CR, surveillance and monitoring, marketing rules and sanctions;
- Working in a legal capacity (if desired) by negotiating/amending a wide scope of agreements such as NDAs, third-party marketing agreements, research agreements, IMAs etc.
What skills are we looking for? Ideally, 1 year of prior experience in a compliance/legal role in a hedge fund, asset manager or other business in the alternative assets space; a strong, prior academic background, ideally to undergraduate level.
A competitive base salary is on offer, along with an annual discretionary bonus and benefits (medical, dental etc.). This role is full time in their Mayfair office, but our client does offer some flexibility around working hours as and when needed.
Compliance Analyst in City of London employer: Arbuthnot Yon
Contact Detail:
Arbuthnot Yon Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst in City of London
✨Tip Number 1
Network like a pro! Reach out to people in the compliance and legal fields, especially those who work in hedge funds. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA and SEC regulations. Show us you know your stuff and can handle the compliance challenges that come with the role.
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your career goals. We recommend checking out our website for tailored opportunities that fit your skills and aspirations.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind and show your enthusiasm for the role. It’s a small gesture that can make a big difference.
We think you need these skills to ace Compliance Analyst in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Analyst role. Highlight any relevant experience in compliance or legal roles, especially in hedge funds or asset management. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're excited about this role and how you can contribute to our team. Be genuine and let your personality come through – we love seeing that!
Showcase Relevant Skills: In your application, make sure to showcase skills that are relevant to the job description, like compliance frameworks, legal knowledge, and any experience with FCA and SEC regulations. We’re keen on candidates who can hit the ground running!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications better and ensures you don’t miss out on any important updates from us. Plus, it’s super easy!
How to prepare for a job interview at Arbuthnot Yon
✨Know Your Compliance Stuff
Make sure you brush up on the latest compliance regulations, especially those related to FCA and SEC. Familiarise yourself with the compliance manual and be ready to discuss how you can contribute to its amendments.
✨Showcase Your Analytical Skills
Prepare examples of how you've investigated compliance issues in the past. Think about specific scenarios where your analytical skills made a difference, especially in a hedge fund or asset management context.
✨Be Ready for Legal Discussions
Since this role has a legal aspect, be prepared to talk about your experience with negotiating agreements like NDAs or marketing contracts. Highlight any relevant legal knowledge that could benefit the team.
✨Demonstrate Team Spirit
This is a new role in a growing team, so show that you're a team player. Discuss how you can collaborate with the General Counsel and Chief Compliance Officer, and express your enthusiasm for contributing to the firm's success.